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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IM
451
DELISTED
Ingram Micro
IM
| $640K | 0.05% |
22,929
+2,255
| +11% | +$59.4K |
|
452
Alaska Air
ALK
$5.15B
| $637K | 0.05% |
10,636
-90
| -0.8% | -$4.74K |
|
453
Lumen
LUMN
$6.53B
| $636K | 0.05% |
16,080
+3,475
| +28% | +$139K |
|
|
HBI
454
DELISTED
Hanesbrands
HBI
| $635K | 0.05% |
22,884
+4,008
| +21% | +$110K |
|
455
Paychex
PAYX
$40.4B
| $632K | 0.05% |
13,328
-1,231
| -8% | -$56.8K |
|
|
PFN
456
PIMCO Income Strategy Fund II
PFN
$695M
| $624K | 0.05% |
62,761
+14,763
| +31% | +$154K |
|
|
PCL
457
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
| $624K | 0.05% |
14,538
-4,767
| -25% | -$196K |
|
458
Hain Celestial
HAIN
$47.8M
| $622K | 0.05% |
10,616
-1,268
| -11% | -$68.6K |
|
459
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $616K | 0.04% |
6,510
+2,338
| +56% | +$216K |
|
|
APTS
460
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $614K | 0.04% |
67,661
+21,322
| +46% | +$184K |
|
461
Jones Lang LaSalle
JLL
$15.1B
| $613K | 0.04% |
4,115
+383
| +10% | +$52.9K |
|
462
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $611K | 0.04% |
5,458
-673
| -11% | -$75.8K |
|
|
PPL
463
PPL Corp
PPL
$27.3B
| $610K | 0.04% |
18,017
+267
| +2% | +$8.72K |
|
464
Salesforce
CRM
$134B
| $607K | 0.04% |
10,280
+2,498
| +32% | +$147K |
|
465
iShares Semiconductor ETF
SOXX
$44.2B
| $607K | 0.04% |
19,581
-3,804
| -16% | -$111K |
|
466
iShares MSCI Hong Kong ETF
EWH
$1.22B
| $602K | 0.04% |
29,322
-13,260
| -31% | -$279K |
|
|
MGLN
467
DELISTED
Magellan Health Services, Inc.
MGLN
| $600K | 0.04% |
10,000
| – | – |
|
|
EMBJ
468
Embraer S.A. ADS
EMBJ
$11.6B
| $598K | 0.04% |
16,034
-835
| -5% | -$30.7K |
|
469
PPG Industries
PPG
$25.9B
| $593K | 0.04% |
5,142
-602
| -10% | -$62.4K |
|
470
Elbit Systems
ESLT
$38.4B
| $589K | 0.04% |
9,740
+254
| +3% | +$15.1K |
|
471
APA Corp
APA
$12.8B
| $587K | 0.04% |
9,375
+2,490
| +36% | +$177K |
|
472
Analog Devices
ADI
$181B
| $583K | 0.04% |
10,695
+500
| +5% | +$25.5K |
|
473
DaVita
DVA
$15.1B
| $583K | 0.04% |
7,665
+82
| +1% | +$6.17K |
|
474
Hercules Capital
HTGC
$2.94B
| $581K | 0.04% |
39,279
-1,201
| -3% | -$18.1K |
|
|
IAE
475
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.1M
| $581K | 0.04% |
51,069
+22,971
| +82% | +$276K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.