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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
FNB Corp
FNB
$6.37B
| $963K | 0.04% |
97,797
-3,191
| -3% | -$37K |
|
427
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
| $957K | 0.04% |
20,954
+4,355
| +26% | +$209K |
|
428
Delta Air Lines
DAL
$51.2B
| $952K | 0.04% |
19,246
-2,152
| -10% | -$117K |
|
429
Energy Transfer Partners
ET
$72.7B
| $952K | 0.04% |
71,877
+60,362
| +524% | +$917K |
|
430
American Tower
AMT
$82.2B
| $951K | 0.04% |
5,990
+527
| +10% | +$82.4K |
|
431
Cummins
CMI
$72.6B
| $945K | 0.04% |
7,039
-59
| -0.8% | -$8.33K |
|
432
Diageo
DEO
$48.3B
| $933K | 0.04% |
6,596
+468
| +8% | +$65.8K |
|
433
eBay
EBAY
$48.6B
| $928K | 0.04% |
32,941
+766
| +2% | +$22.5K |
|
|
RDS.A
434
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $928K | 0.04% |
15,925
+1,112
| +8% | +$69K |
|
435
CSX Corp
CSX
$88.7B
| $926K | 0.04% |
44,868
+7,173
| +19% | +$165K |
|
436
Cognizant
CTSH
$27.9B
| $914K | 0.04% |
14,439
+73
| +0.5% | +$5.08K |
|
437
Consolidated Edison
ED
$39B
| $912K | 0.04% |
11,912
+2,385
| +25% | +$187K |
|
438
KKR & Co
KKR
$86.9B
| $910K | 0.04% |
45,787
-4,511
| -9% | -$103K |
|
439
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
| $901K | 0.04% |
12,643
-745
| -6% | -$56.9K |
|
440
Amphenol
APH
$191B
| $897K | 0.04% |
88,536
+2,608
| +3% | +$28K |
|
441
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
| $894K | 0.04% |
27,061
+1,190
| +5% | +$39.2K |
|
442
Phillips 66
PSX
$106B
| $881K | 0.03% |
10,245
-1,187
| -10% | -$116K |
|
443
Arrowhead Research
ARWR
$9.29B
| $873K | 0.03% |
70,350
+10,000
| +17% | +$137K |
|
444
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$661M
| $871K | 0.03% |
21,354
-201
| -0.9% | -$8.48K |
|
445
Nuveen California Quality Municipal Income Fund
NAC
$1.69B
| $867K | 0.03% |
68,057
+3,461
| +5% | +$43.4K |
|
446
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.97B
| $864K | 0.03% |
17,992
+160
| +0.9% | +$7.57K |
|
447
Cheniere Energy
CQP
$31.8B
| $863K | 0.03% |
23,919
+6,457
| +37% | +$235K |
|
448
State Street Blackstone Senior Loan ETF
SRLN
$5.59B
| $863K | 0.03% |
19,278
+2,509
| +15% | +$117K |
|
449
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
| $858K | 0.03% |
8,645
+85
| +1% | +$8.44K |
|
450
Public Service Enterprise Group
PEG
$35.1B
| $854K | 0.03% |
16,443
-5,061
| -24% | -$272K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.