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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
426
iShares International Select Dividend ETF
IDV
$8.45B
| $841K | 0.04% |
29,463
-284,757
| -91% | -$8.4M |
|
427
Corning
GLW
$119B
| $840K | 0.04% |
46,218
-2,964
| -6% | -$53.7K |
|
428
Diageo
DEO
$49B
| $839K | 0.04% |
7,642
-477
| -6% | -$53.8K |
|
429
iShares MSCI Switzerland ETF
EWL
$2.19B
| $836K | 0.04% |
26,878
+557
| +2% | +$17.5K |
|
430
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
| $832K | 0.04% |
53,831
+1,995
| +4% | +$30.2K |
|
|
VPU
431
Vanguard Utilities ETF
VPU
$8.46B
| $832K | 0.04% |
8,870
+1,980
| +29% | +$185K |
|
|
ZTR
432
Virtus Total Return Fund
ZTR
$340M
| $812K | 0.04% |
67,481
+1,040
| +2% | +$12.5K |
|
433
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
| $804K | 0.04% |
+16,452
| New | +$808K |
|
|
NXRT
434
NexPoint Residential Trust
NXRT
$666M
| $800K | 0.04% |
+60,683
| New | +$796K |
|
435
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
| $799K | 0.04% |
16,003
+8,509
| +114% | +$434K |
|
436
LKQ Corp
LKQ
$5.68B
| $793K | 0.04% |
26,719
+4,203
| +19% | +$122K |
|
437
Vanguard Russell 1000 Value ETF
VONV
$20.7B
| $790K | 0.04% |
18,498
+3,768
| +26% | +$164K |
|
438
Hartford Financial Services
HIG
$38.9B
| $788K | 0.04% |
18,075
-306
| -2% | -$14K |
|
439
PENN Entertainment
PENN
$2.75B
| $784K | 0.04% |
49,109
-1,222
| -2% | -$20.6K |
|
440
Sanofi
SNY
$103B
| $783K | 0.04% |
18,344
-307
| -2% | -$14.1K |
|
441
American Tower
AMT
$80.8B
| $776K | 0.04% |
8,003
+557
| +7% | +$54.3K |
|
|
BCPC
442
Balchem Corp
BCPC
$5.38B
| $775K | 0.04% |
12,730
| – | – |
|
443
Cardinal Health
CAH
$53.9B
| $768K | 0.04% |
8,620
-12,222
| -59% | -$1.04M |
|
444
Baxter International
BAX
$13.5B
| $764K | 0.04% |
20,051
+4,286
| +27% | +$157K |
|
445
Morgan Stanley
MS
$331B
| $754K | 0.04% |
23,754
+414
| +2% | +$13.8K |
|
446
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
| $746K | 0.04% |
7,966
-211
| -3% | -$19.9K |
|
447
Delta Air Lines
DAL
$57.5B
| $743K | 0.04% |
14,742
+1,317
| +10% | +$65.1K |
|
448
Consolidated Edison
ED
$40.1B
| $742K | 0.04% |
11,716
-2,316
| -17% | -$149K |
|
449
NextEra Energy
NEE
$181B
| $737K | 0.04% |
28,404
-1,632
| -5% | -$41.3K |
|
450
Thermo Fisher Scientific
TMO
$213B
| $737K | 0.04% |
5,187
+41
| +0.8% | +$5.47K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.