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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Quest Diagnostics
DGX
$25.1B
| $653K | 0.05% |
10,645
+5,056
| +90% | +$312K |
|
427
Paychex
PAYX
$40.4B
| $653K | 0.05% |
14,559
+5,803
| +66% | +$244K |
|
428
APA Corp
APA
$12.8B
| $652K | 0.05% |
+6,885
| New | +$682K |
|
|
VAR
429
DELISTED
Varian Medical Systems, Inc.
VAR
| $648K | 0.05% |
9,134
+1,550
| +20% | +$114K |
|
430
Ares Capital
ARCC
$13.5B
| $645K | 0.05% |
39,758
-158,002
| -80% | -$2.67M |
|
431
iShares MSCI Japan ETF
EWJ
$21.7B
| $641K | 0.05% |
13,445
+1,365
| +11% | +$65.2K |
|
432
iShares MSCI Germany ETF
EWG
$1.5B
| $638K | 0.05% |
23,056
+15,536
| +207% | +$457K |
|
|
BPT
433
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
| $637K | 0.05% |
+6,776
| New | +$633K |
|
434
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
| $634K | 0.05% |
31,430
-1,288
| -4% | -$26.3K |
|
435
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $632K | 0.05% |
19,817
+1,893
| +11% | +$61.6K |
|
436
Unilever
UL
$131B
| $631K | 0.05% |
13,424
-65,641
| -83% | -$3.24M |
|
|
PCI
437
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $621K | 0.05% |
27,713
-73,358
| -73% | -$1.69M |
|
438
iShares MSCI Switzerland ETF
EWL
$2.12B
| $614K | 0.05% |
18,966
+616
| +3% | +$20.6K |
|
439
Apollo Global Management
APO
$70.7B
| $612K | 0.05% |
+25,420
| New | +$636K |
|
440
Hain Celestial
HAIN
$47.8M
| $609K | 0.05% |
11,884
+4,820
| +68% | +$224K |
|
|
PHK
441
PIMCO High Income Fund
PHK
$861M
| $607K | 0.05% |
52,034
-10,984
| -17% | -$142K |
|
442
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
| $607K | 0.05% |
25,020
+175
| +0.7% | +$4.34K |
|
443
Exelon
EXC
$48.6B
| $605K | 0.05% |
24,810
+5,440
| +28% | +$127K |
|
444
Monster Beverage
MNST
$91.4B
| $604K | 0.05% |
+39,432
| New | +$517K |
|
445
TotalEnergies
TTE
$193B
| $601K | 0.05% |
+9,384
| New | +$622K |
|
446
NCR Voyix
VYX
$1.06B
| $601K | 0.05% |
+29,391
| New | +$596K |
|
447
Bread Financial
BFH
$4.21B
| $600K | 0.05% |
+3,089
| New | +$649K |
|
448
Lowe's Companies
LOW
$116B
| $600K | 0.05% |
11,363
+243
| +2% | +$12.3K |
|
449
Pembina Pipeline
PBA
$29.9B
| $597K | 0.05% |
14,340
-332
| -2% | -$14.6K |
|
450
Dollar Tree
DLTR
$23.1B
| $595K | 0.05% |
10,556
+732
| +7% | +$40.4K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.