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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
WisdomTree US AI Enhanced Value Fund
AIVL
$427M
| $672K | 0.04% |
10,571
+1,475
| +16% | +$94.5K |
|
427
Nuveen Credit Strategies Income Fund
JQC
$708M
| $671K | 0.04% |
71,151
+2,410
| +4% | +$23.5K |
|
|
DFS
428
DELISTED
Discover Financial Services
DFS
| $667K | 0.04% |
13,138
+277
| +2% | +$13.9K |
|
429
VanEck Vietnam ETF
VNM
$491M
| $667K | 0.04% |
37,443
-2,535
| -6% | -$46.4K |
|
|
GAP
430
The Gap Inc
GAP
$7.28B
| $666K | 0.04% |
+16,325
| New | +$704K |
|
431
Omnicom Group
OMC
$21.6B
| $663K | 0.04% |
+10,438
| New | +$665K |
|
432
Dentsply Sirona
XRAY
$2.7B
| $660K | 0.04% |
15,190
-20
| -0.1% | -$853 |
|
|
SPN
433
DELISTED
Superior Energy Services, Inc.
SPN
| $659K | 0.04% |
2,625
+33
| +1% | +$8.6K |
|
434
NOV
NOV
$6.85B
| $651K | 0.04% |
9,220
-1,425
| -13% | -$95.4K |
|
435
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $646K | 0.04% |
35,998
+300
| +0.8% | +$5.34K |
|
|
BTA
436
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
| $642K | 0.04% |
60,703
-6,435
| -10% | -$67.1K |
|
437
Expedia Group
EXPE
$35.5B
| $638K | 0.04% |
+12,031
| New | +$643K |
|
438
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
| $638K | 0.04% |
+13,144
| New | +$603K |
|
439
Eaton
ETN
$161B
| $637K | 0.04% |
9,175
+890
| +11% | +$59.8K |
|
440
Sanofi
SNY
$103B
| $632K | 0.04% |
12,460
+668
| +6% | +$34K |
|
441
Goldman Sachs
GS
$301B
| $627K | 0.04% |
3,936
+366
| +10% | +$58.9K |
|
|
GBAB
442
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
| $626K | 0.04% |
31,255
-2,698
| -8% | -$55.6K |
|
443
Mastercard
MA
$506B
| $626K | 0.04% |
9,390
-60
| -0.6% | -$3.77K |
|
444
TotalEnergies
TTE
$196B
| $626K | 0.04% |
10,638
-976
| -8% | -$52.8K |
|
445
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $623K | 0.04% |
15,666
-28,888
| -65% | -$1.18M |
|
446
BlackRock Taxable Municipal Bond Trust
BBN
$976M
| $622K | 0.04% |
32,211
-2,750
| -8% | -$53K |
|
447
Cheniere Energy
CQP
$31.9B
| $622K | 0.04% |
23,600
-400
| -2% | -$11.3K |
|
|
NVO
448
Novo Nordisk
NVO
$207B
| $622K | 0.04% |
+36,010
| New | +$606K |
|
|
BWLD
449
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $622K | 0.04% |
+5,601
| New | +$588K |
|
450
Humana
HUM
$44.1B
| $619K | 0.04% |
6,641
+374
| +6% | +$34.3K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.