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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
SPX Corp
SPXC
$8.95B
| $1.08M | 0.04% |
38,811
-3,735
| -9% | -$109K |
|
402
Unilever
UL
$134B
| $1.08M | 0.04% |
18,364
+9,440
| +106% | +$569K |
|
403
Texas Instruments
TXN
$238B
| $1.07M | 0.04% |
11,364
-2,241
| -16% | -$217K |
|
|
XYZ
404
Block Inc
XYZ
$46B
| $1.07M | 0.04% |
19,052
+11,749
| +161% | +$830K |
|
|
SCHW
405
Charles Schwab
SCHW
$182B
| $1.07M | 0.04% |
25,691
+8,575
| +50% | +$388K |
|
406
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.43B
| $1.07M | 0.04% |
13,469
-7,761
| -37% | -$683K |
|
407
PIMCO RAFI Multi-Factor International Equity ETF
MFDX
$463M
| $1.06M | 0.04% |
47,281
+9,844
| +26% | +$234K |
|
408
Xcel Energy
XEL
$45.4B
| $1.05M | 0.04% |
21,434
-655
| -3% | -$32.8K |
|
409
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
| $1.04M | 0.04% |
6,866
-9,673
| -58% | -$1.6M |
|
410
Baidu
BIDU
$30.2B
| $1.03M | 0.04% |
6,506
+421
| +7% | +$78.5K |
|
411
iShares US Financials ETF
IYF
$4.27B
| $1.02M | 0.04% |
19,156
-8,530
| -31% | -$489K |
|
412
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.3B
| $1.01M | 0.04% |
36,305
+5,963
| +20% | +$162K |
|
413
Ecolab
ECL
$76.8B
| $1.01M | 0.04% |
6,849
-150
| -2% | -$22.9K |
|
414
ProShares Online Retail ETF
ONLN
$57.9M
| $1.01M | 0.04% |
33,634
-540
| -2% | -$17.8K |
|
415
Vanguard FTSE Europe ETF
VGK
$30B
| $1.01M | 0.04% |
20,850
-10,094
| -33% | -$520K |
|
416
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $1.01M | 0.04% |
8,413
-5,422
| -39% | -$696K |
|
417
Accenture
ACN
$116B
| $1M | 0.04% |
7,139
+482
| +7% | +$76.3K |
|
418
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
| $1M | 0.04% |
+17,548
| New | +$1.12M |
|
|
ATVI
419
DELISTED
Activision Blizzard
ATVI
| $997K | 0.04% |
21,397
+16,461
| +333% | +$986K |
|
|
EVV
420
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
| $991K | 0.04% |
83,385
-66,293
| -44% | -$808K |
|
421
KeyCorp
KEY
$22.1B
| $988K | 0.04% |
67,026
-2,515
| -4% | -$44.3K |
|
422
First Trust Municipal High Income ETF
FMHI
$1.02B
| $983K | 0.04% |
19,700
+1,472
| +8% | +$73.3K |
|
423
DTE Energy
DTE
$27.2B
| $976K | 0.04% |
10,421
-496
| -5% | -$48.4K |
|
424
American Electric Power
AEP
$65.7B
| $971K | 0.04% |
13,074
-2,127
| -14% | -$160K |
|
425
First Trust Nasdaq Bank ETF
FTXO
$290M
| $967K | 0.04% |
43,521
+1,146
| +3% | +$29.4K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.