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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Phillips 66
PSX
$84.9B
| $1.28M | 0.04% |
11,432
+755
| +7% | +$87.3K |
|
|
MMP
402
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.28M | 0.04% |
18,994
+3,599
| +23% | +$250K |
|
403
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
| $1.27M | 0.04% |
50,292
+4,702
| +10% | +$119K |
|
|
AGN
404
DELISTED
Allergan plc
AGN
| $1.27M | 0.04% |
6,650
+54
| +0.8% | +$9.92K |
|
405
Crown Castle
CCI
$33.3B
| $1.26M | 0.04% |
11,324
-780
| -6% | -$86.9K |
|
406
Ford
F
$58.5B
| $1.26M | 0.04% |
134,488
-7,359
| -5% | -$73.6K |
|
407
NextEra Energy
NEE
$181B
| $1.26M | 0.04% |
29,824
+676
| +2% | +$28.8K |
|
|
ATAXZ
408
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.26M | 0.04% |
219,846
-9,779
| -4% | -$55.9K |
|
|
FUND
409
Sprott Focus Trust
FUND
$297M
| $1.25M | 0.04% |
169,454
+3,920
| +2% | +$30.1K |
|
410
Ross Stores
ROST
$80.5B
| $1.25M | 0.04% |
12,645
-1,232
| -9% | -$113K |
|
411
Regeneron Pharmaceuticals
REGN
$78.5B
| $1.24M | 0.04% |
3,074
+424
| +16% | +$161K |
|
|
ETP
412
DELISTED
Energy Transfer Partners, L.P.
ETP
| $1.24M | 0.04% |
55,722
+3,474
| +7% | +$75.4K |
|
413
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
| $1.24M | 0.04% |
20,943
-4,806
| -19% | -$282K |
|
414
Delta Air Lines
DAL
$57.5B
| $1.24M | 0.04% |
21,398
-241
| -1% | -$13.3K |
|
415
Ventas
VTR
$48B
| $1.24M | 0.04% |
22,479
+737
| +3% | +$42.7K |
|
416
Progressive
PGR
$123B
| $1.23M | 0.04% |
17,378
+4,556
| +36% | +$293K |
|
417
Vanguard Total World Stock ETF
VT
$77.1B
| $1.21M | 0.04% |
15,927
-1,075
| -6% | -$80.9K |
|
418
PNC Financial Services
PNC
$99.7B
| $1.21M | 0.04% |
8,884
-1,592
| -15% | -$226K |
|
419
Healthpeak Properties
DOC
$15.1B
| $1.21M | 0.04% |
45,754
-1,728
| -4% | -$45.4K |
|
420
First Trust Financials AlphaDEX Fund
FXO
$1.13B
| $1.2M | 0.04% |
37,727
-665
| -2% | -$21.5K |
|
421
Alerian MLP ETF
AMLP
$13B
| $1.19M | 0.04% |
22,487
+2,830
| +14% | +$153K |
|
422
Global X Social Media ETF
SOCL
$90.4M
| $1.19M | 0.04% |
37,336
-2,561
| -6% | -$86K |
|
423
First Trust Nasdaq Bank ETF
FTXO
$305M
| $1.19M | 0.04% |
42,375
+4,333
| +11% | +$127K |
|
424
TJX Companies
TJX
$174B
| $1.18M | 0.04% |
21,272
-1,710
| -7% | -$87.8K |
|
425
DXC Technology
DXC
$1.82B
| $1.18M | 0.04% |
12,709
-974
| -7% | -$86.2K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.