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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Vanguard Consumer Staples ETF
VDC
$7.71B
| $1.23M | 0.05% |
9,410
-336
| -3% | -$47.1K |
|
377
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.49B
| $1.23M | 0.05% |
+57,221
| New | +$1.34M |
|
378
Healthpeak Properties
DOC
$14B
| $1.23M | 0.05% |
43,887
-1,867
| -4% | -$51.7K |
|
379
Nucor
NUE
$59.1B
| $1.22M | 0.05% |
23,464
-1,683
| -7% | -$99.5K |
|
380
Elbit Systems
ESLT
$34.6B
| $1.21M | 0.05% |
10,569
-90
| -0.8% | -$10.9K |
|
381
Exelon
EXC
$43.7B
| $1.21M | 0.05% |
37,345
-460
| -1% | -$14.7K |
|
382
Alerian MLP ETF
AMLP
$13.3B
| $1.19M | 0.05% |
27,403
+4,916
| +22% | +$241K |
|
383
Stock Yards Bancorp
SYBT
$2.46B
| $1.19M | 0.05% |
36,125
| – | – |
|
384
Vanguard Russell 3000 ETF
VTHR
$4.75B
| $1.18M | 0.05% |
10,387
+6,540
| +170% | +$806K |
|
|
RGT
385
Royce Global Value Trust
RGT
$93.5M
| $1.18M | 0.05% |
130,459
-10,171
| -7% | -$95.5K |
|
386
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
| $1.18M | 0.05% |
18,337
-28,897
| -61% | -$2.05M |
|
387
Booking.com
BKNG
$129B
| $1.17M | 0.05% |
16,950
-775
| -4% | -$56.8K |
|
|
BNY
388
Bank of New York Mellon
BNY
$104B
| $1.16M | 0.05% |
24,589
-1,090
| -4% | -$52.9K |
|
389
PNC Financial Services
PNC
$92.4B
| $1.15M | 0.05% |
9,789
+905
| +10% | +$116K |
|
390
Seagate
STX
$178B
| $1.15M | 0.05% |
29,727
-6,486
| -18% | -$273K |
|
391
First Trust Technology AlphaDEX Fund
FXL
$2.71B
| $1.14M | 0.05% |
21,585
-22,244
| -51% | -$1.23M |
|
|
MMP
392
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.12M | 0.04% |
19,580
+586
| +3% | +$36.2K |
|
393
Northrop Grumman
NOC
$75.4B
| $1.12M | 0.04% |
4,579
-221
| -5% | -$61K |
|
394
F5
FFIV
$24B
| $1.11M | 0.04% |
6,841
-423
| -6% | -$72.6K |
|
395
TotalEnergies
TTE
$201B
| $1.11M | 0.04% |
21,220
-349
| -2% | -$20K |
|
396
State Street SPDR S&P China ETF
GXC
$459M
| $1.11M | 0.04% |
12,997
-503
| -4% | -$44.7K |
|
397
MetLife
MET
$61.8B
| $1.1M | 0.04% |
26,934
-1,110
| -4% | -$47.6K |
|
398
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.12B
| $1.1M | 0.04% |
39,443
+3,619
| +10% | +$107K |
|
399
BlackRock Health Sciences Trust
BME
$573M
| $1.09M | 0.04% |
29,846
-1,938
| -6% | -$76.2K |
|
400
Invesco Senior Loan ETF
BKLN
$6.78B
| $1.08M | 0.04% |
49,339
+8,497
| +21% | +$193K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.