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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
TotalEnergies
TTE
$196B
| $1.39M | 0.05% |
21,569
-2,086
| -9% | -$131K |
|
377
Vanguard Consumer Staples ETF
VDC
$7.98B
| $1.37M | 0.05% |
9,746
+1,283
| +15% | +$179K |
|
|
DFS
378
DELISTED
Discover Financial Services
DFS
| $1.37M | 0.05% |
17,952
-6,884
| -28% | -$518K |
|
379
KKR & Co
KKR
$90.6B
| $1.37M | 0.05% |
50,298
+32,804
| +188% | +$876K |
|
380
BlackRock Health Sciences Trust
BME
$565M
| $1.35M | 0.05% |
31,784
-409
| -1% | -$16.6K |
|
|
GRUB
381
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $1.34M | 0.05% |
4,834
-309
| -6% | -$79.7K |
|
382
Elbit Systems
ESLT
$38.1B
| $1.34M | 0.05% |
10,659
+258
| +2% | +$31.9K |
|
383
Atlassian
TEAM
$25.6B
| $1.34M | 0.05% |
13,936
-22
| -0.2% | -$1.74K |
|
384
ProShares Online Retail ETF
ONLN
$66.6M
| $1.33M | 0.05% |
+34,174
| New | +$1.33M |
|
385
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
| $1.32M | 0.05% |
52,779
+3,085
| +6% | +$77.6K |
|
386
PPG Industries
PPG
$24.6B
| $1.32M | 0.05% |
12,169
+278
| +2% | +$30.3K |
|
387
First Trust Cloud Computing ETF
SKYY
$2.93B
| $1.32M | 0.05% |
22,838
+9,434
| +70% | +$523K |
|
388
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $1.31M | 0.05% |
25,381
+115
| +0.5% | +$5.96K |
|
|
BNY
389
Bank of New York Mellon
BNY
$106B
| $1.31M | 0.05% |
25,679
+8,520
| +50% | +$448K |
|
390
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.84B
| $1.31M | 0.05% |
41,518
-6,528
| -14% | -$209K |
|
391
State Street SPDR S&P China ETF
GXC
$460M
| $1.31M | 0.05% |
13,500
-870
| -6% | -$86.4K |
|
392
Stock Yards Bancorp
SYBT
$2.66B
| $1.31M | 0.04% |
36,125
| – | – |
|
393
MetLife
MET
$62.2B
| $1.31M | 0.04% |
28,044
+935
| +3% | +$42.7K |
|
394
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $1.3M | 0.04% |
27,754
+6,788
| +32% | +$331K |
|
395
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $1.29M | 0.04% |
16,068
-3,625
| -18% | -$293K |
|
396
FNB Corp
FNB
$6.74B
| $1.29M | 0.04% |
100,988
+89,496
| +779% | +$1.19M |
|
397
Franklin FTSE South Korea ETF
FLKR
$1.23B
| $1.28M | 0.04% |
+54,339
| New | +$1.25M |
|
398
Advanced Micro Devices
AMD
$794B
| $1.28M | 0.04% |
41,550
+13,565
| +48% | +$306K |
|
399
Entergy
ETR
$50.5B
| $1.28M | 0.04% |
31,838
+3,038
| +11% | +$126K |
|
400
Mondelez International
MDLZ
$79.5B
| $1.28M | 0.04% |
29,914
-245
| -0.8% | -$10.5K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.