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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Cognizant
CTSH
$21.5B
| $827K | 0.06% |
15,720
+3,914
| +33% | +$196K |
|
377
Eastman Chemical
EMN
$7.8B
| $820K | 0.06% |
10,702
+296
| +3% | +$23.4K |
|
378
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
| $817K | 0.06% |
60,372
-20,558
| -25% | -$267K |
|
379
AGNC Investment
AGNC
$12.3B
| $814K | 0.06% |
37,474
+2,664
| +8% | +$60.1K |
|
380
Entergy
ETR
$54.1B
| $814K | 0.06% |
18,798
-4,952
| -21% | -$205K |
|
381
American International
AIG
$41.9B
| $810K | 0.06% |
14,469
+2,120
| +17% | +$114K |
|
382
Viatris
VTRS
$20.1B
| $808K | 0.06% |
14,455
+8,553
| +145% | +$459K |
|
|
AGN
383
DELISTED
Allergan plc
AGN
| $806K | 0.06% |
3,100
+1,041
| +51% | +$260K |
|
|
ATAXZ
384
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $805K | 0.06% |
153,429
+23,888
| +18% | +$125K |
|
385
Vanguard Consumer Staples ETF
VDC
$7.86B
| $802K | 0.06% |
6,372
+684
| +12% | +$84.1K |
|
|
TYG
386
Tortoise Energy Infrastructure Corp
TYG
$1.14B
| $799K | 0.06% |
4,534
+1,135
| +33% | +$206K |
|
387
Dentsply Sirona
XRAY
$2.59B
| $799K | 0.06% |
15,002
| – | – |
|
388
Sanofi
SNY
$104B
| $791K | 0.06% |
17,297
+4,265
| +33% | +$207K |
|
389
Diageo
DEO
$46.2B
| $782K | 0.06% |
6,853
+257
| +4% | +$29.9K |
|
390
Vanguard Consumer Discretionary ETF
VCR
$5.84B
| $780K | 0.06% |
6,712
+583
| +10% | +$65.2K |
|
391
Western Union
WU
$2.57B
| $779K | 0.06% |
43,409
+15,159
| +54% | +$263K |
|
|
LM
392
DELISTED
Legg Mason, Inc.
LM
| $776K | 0.06% |
14,522
+885
| +6% | +$46.7K |
|
393
Cohen & Steers Infrastructure Fund
UTF
$3.14B
| $774K | 0.06% |
33,860
-12,458
| -27% | -$287K |
|
394
Corning
GLW
$126B
| $773K | 0.06% |
33,627
-3,279
| -9% | -$66.8K |
|
|
NVO
395
Novo Nordisk
NVO
$216B
| $771K | 0.06% |
36,288
+1,120
| +3% | +$25K |
|
396
Morgan Stanley
MS
$337B
| $770K | 0.06% |
19,649
+6,228
| +46% | +$222K |
|
397
Devon Energy
DVN
$51.9B
| $765K | 0.06% |
12,581
-3,874
| -24% | -$235K |
|
|
UN
398
DELISTED
Unilever NV New York Registry Shares
UN
| $765K | 0.06% |
19,572
+46
| +0.2% | +$1.8K |
|
399
Occidental Petroleum
OXY
$57B
| $764K | 0.06% |
9,665
-303
| -3% | -$25.1K |
|
400
Vanguard Large-Cap ETF
VV
$51.9B
| $762K | 0.06% |
8,083
-390
| -5% | -$36K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.