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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
BNY
376
Bank of New York Mellon
BNY
$108B
$765K 0.06%
+19,751
New +$768K
DEO icon
377
Diageo
DEO
$46.2B
$765K 0.06%
6,596
+440
+7% +$53.3K
PIZ icon
378
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$763K 0.06%
31,322
-222,944
-88% -$5.7M
GPC icon
379
Genuine Parts
GPC
$17.1B
$762K 0.06%
8,566
+2,906
+51% +$252K
RALS
380
DELISTED
ProShares RAFI Long/Short
RALS
$762K 0.06%
18,170
-19,557
-52% -$835K
IEI icon
381
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$761K 0.06%
6,281
+881
+16% +$107K
PCL
382
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$760K 0.06%
19,305
-417
-2% -$17.4K
NGG icon
383
National Grid
NGG
$82.7B
$752K 0.06%
10,842
+577
+6% +$41K
SVC
384
Service Properties Trust
SVC
$1.1B
$751K 0.06%
5,582
+117
+2% +$16.9K
HCA icon
385
HCA Healthcare
HCA
$84.8B
$750K 0.06%
+10,673
New +$705K
KYN icon
386
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$745K 0.06%
18,348
-31,954
-64% -$1.26M
RDS.A
387
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$744K 0.06%
9,760
+521
+6% +$41.8K
AGNC icon
388
AGNC Investment
AGNC
$12.3B
$736K 0.06%
34,810
-53,141
-60% -$1.22M
GM icon
389
General Motors
GM
$74.7B
$736K 0.06%
23,298
-2,901
-11% -$101K
SNY icon
390
Sanofi
SNY
$104B
$736K 0.06%
13,032
+1,846
+17% +$99.2K
EA icon
391
Electronic Arts
EA
$52.4B
$733K 0.06%
+20,406
New +$744K
NAC icon
392
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$731K 0.06%
51,400
+3,243
+7% +$45.5K
SWKS icon
393
Skyworks Solutions
SWKS
$9.06B
$726K 0.06%
12,468
+7,895
+173% +$421K
CZA icon
394
Invesco Zacks Mid-Cap ETF
CZA
$188M
$724K 0.06%
15,016
-1,099
-7% -$53.7K
PSX icon
395
Phillips 66
PSX
$82.9B
$723K 0.06%
9,014
+672
+8% +$55.9K
TNH
396
DELISTED
Terra Nitrogen
TNH
$722K 0.06%
5,000
TDIV icon
397
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$719K 0.06%
+26,596
New +$725K
ETW
398
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$716K 0.06%
59,194
+3,332
+6% +$42.2K
VAW icon
399
Vanguard Materials ETF
VAW
$3B
$715K 0.06%
6,464
-3,491
-35% -$391K
GLW icon
400
Corning
GLW
$126B
$713K 0.06%
36,906
+9,989
+37% +$208K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.