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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Unilever
UL
$141B
| $788K | 0.05% |
18,342
-1,364
| -7% | -$61.9K |
|
|
377
State Street Utilities Select Sector SPDR ETF
XLU
$23B
| $783K | 0.05% |
42,182
-228,432
| -84% | -$4.35M |
|
|
WPZ
378
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $780K | 0.05% |
15,712
-1,085
| -6% | -$52K |
|
|
PCL
379
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
| $779K | 0.05% |
16,637
+814
| +5% | +$38.1K |
|
|
MUE
380
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $775K | 0.05% |
61,518
-1,000
| -2% | -$12.4K |
|
|
BBBY
381
DELISTED
Bed Bath & Beyond Inc
BBBY
| $774K | 0.05% |
10,120
-1,625
| -14% | -$122K |
|
|
ZF
382
DELISTED
Virtus Total Return Fund Inc.
ZF
| $771K | 0.04% |
55,425
-575
| -1% | -$7.65K |
|
383
Zimmer Biomet
ZBH
$18.4B
| $769K | 0.04% |
9,634
-158
| -2% | -$12.4K |
|
384
eBay
EBAY
$50.4B
| $766K | 0.04% |
32,834
+4,552
| +16% | +$102K |
|
385
Western Digital
WDC
$184B
| $764K | 0.04% |
15,754
+4,403
| +39% | +$217K |
|
386
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
| $755K | 0.04% |
35,798
+4,030
| +13% | +$82.5K |
|
|
SDRL
387
DELISTED
Seadrill Limited Common Stock
SDRL
| $755K | 0.04% |
62
+6
| +11% | +$70.9K |
|
388
Danaher
DHR
$138B
| $754K | 0.04% |
16,186
-1,104
| -6% | -$50.1K |
|
|
DX
389
Dynex Capital
DX
$3.18B
| $754K | 0.04% |
28,300
+9,333
| +49% | +$249K |
|
390
State Street
STT
$50.2B
| $752K | 0.04% |
11,462
+5,596
| +95% | +$383K |
|
|
KRFT
391
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $751K | 0.04% |
14,385
-1,284
| -8% | -$70.3K |
|
392
Stryker
SYK
$133B
| $747K | 0.04% |
11,076
+1,448
| +15% | +$100K |
|
393
HCA Healthcare
HCA
$85.7B
| $746K | 0.04% |
17,455
-825
| -5% | -$32.2K |
|
394
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
| $743K | 0.04% |
35,646
+15,048
| +73% | +$309K |
|
|
SI
395
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
| $743K | 0.04% |
6,289
-172
| -3% | -$19.1K |
|
396
iShares MSCI Mexico ETF
EWW
$1.93B
| $741K | 0.04% |
+11,653
| New | +$768K |
|
|
PHK
397
PIMCO High Income Fund
PHK
$867M
| $741K | 0.04% |
62,067
-1,000
| -2% | -$11.8K |
|
398
PPG Industries
PPG
$24.9B
| $741K | 0.04% |
8,884
+256
| +3% | +$20.5K |
|
|
MFA
399
MFA Financial
MFA
$935M
| $739K | 0.04% |
24,809
-1,033
| -4% | -$31.7K |
|
400
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
| $733K | 0.04% |
97,189
-4,146
| -4% | -$31.8K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.