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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$77.3M
| $1.32M | 0.05% |
56,353
+1,204
| +2% | +$30.6K |
|
352
ConocoPhillips
COP
$159B
| $1.3M | 0.05% |
21,059
-1,346
| -6% | -$91.6K |
|
353
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $1.3M | 0.05% |
25,323
-58
| -0.2% | -$2.99K |
|
354
Thermo Fisher Scientific
TMO
$240B
| $1.3M | 0.05% |
5,811
-117
| -2% | -$27.5K |
|
355
Sysco
SYY
$37.7B
| $1.29M | 0.05% |
20,595
-1,026
| -5% | -$69.2K |
|
356
Lam Research
LRCX
$337B
| $1.29M | 0.05% |
94,970
-6,870
| -7% | -$98.5K |
|
357
iShares Russell Mid-Cap Growth ETF
IWP
$19B
| $1.29M | 0.05% |
22,644
-3,028
| -12% | -$184K |
|
358
Gabelli Dividend & Income Trust
GDV
$2.52B
| $1.28M | 0.05% |
70,092
-69,360
| -50% | -$1.44M |
|
359
Elevance Health
ELV
$89.5B
| $1.28M | 0.05% |
4,872
-655
| -12% | -$180K |
|
360
Mondelez International
MDLZ
$79.6B
| $1.28M | 0.05% |
32,073
+2,159
| +7% | +$92K |
|
361
iShares MSCI Switzerland ETF
EWL
$2.3B
| $1.27M | 0.05% |
40,318
-1,572
| -4% | -$51.4K |
|
362
Magna International
MGA
$17.1B
| $1.27M | 0.05% |
27,917
+20,508
| +277% | +$993K |
|
363
Eaton
ETN
$155B
| $1.27M | 0.05% |
18,538
-3,390
| -15% | -$254K |
|
364
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
| $1.26M | 0.05% |
10,978
-7,911
| -42% | -$979K |
|
365
iShares US Aerospace & Defense ETF
ITA
$12.7B
| $1.25M | 0.05% |
14,538
-2,680
| -16% | -$258K |
|
366
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $1.25M | 0.05% |
48,216
-19,831
| -29% | -$551K |
|
367
NextEra Energy
NEE
$168B
| $1.25M | 0.05% |
28,540
-1,284
| -4% | -$56.1K |
|
368
Entergy
ETR
$48.9B
| $1.25M | 0.05% |
28,936
-2,902
| -9% | -$123K |
|
369
NOV
NOV
$7.33B
| $1.25M | 0.05% |
48,459
-12,449
| -20% | -$430K |
|
370
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$899M
| $1.24M | 0.05% |
58,385
-98,721
| -63% | -$2.29M |
|
371
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$55.8M
| $1.24M | 0.05% |
55,758
+18,738
| +51% | +$436K |
|
|
ATAXZ
372
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.24M | 0.05% |
219,597
-249
| -0.1% | -$1.41K |
|
373
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.47B
| $1.24M | 0.05% |
37,088
+235
| +0.6% | +$8.66K |
|
374
Progressive
PGR
$126B
| $1.23M | 0.05% |
20,459
+3,081
| +18% | +$205K |
|
375
Prudential Financial
PRU
$40.4B
| $1.23M | 0.05% |
15,190
+1,100
| +8% | +$101K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.