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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
| $1.54M | 0.05% |
11,957
-672
| -5% | -$87.6K |
|
352
Northrop Grumman
NOC
$77.1B
| $1.52M | 0.05% |
4,800
+725
| +18% | +$221K |
|
353
Enbridge
ENB
$120B
| $1.52M | 0.05% |
47,080
+11,584
| +33% | +$405K |
|
354
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$75.6M
| $1.51M | 0.05% |
55,149
+1,991
| +4% | +$53.4K |
|
355
Elevance Health
ELV
$81.9B
| $1.51M | 0.05% |
5,527
+1,541
| +39% | +$400K |
|
356
First Trust Global Wind Energy ETF
FAN
$278M
| $1.5M | 0.05% |
121,734
+3,600
| +3% | +$45.8K |
|
357
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.3B
| $1.5M | 0.05% |
+13,819
| New | +$1.56M |
|
358
Texas Instruments
TXN
$252B
| $1.47M | 0.05% |
13,605
+507
| +4% | +$56.4K |
|
359
Novartis
NVS
$297B
| $1.47M | 0.05% |
18,982
+1,218
| +7% | +$90K |
|
360
Applied Materials
AMAT
$411B
| $1.46M | 0.05% |
37,708
-4,066
| -10% | -$180K |
|
361
F5
FFIV
$23B
| $1.45M | 0.05% |
7,264
+145
| +2% | +$26.5K |
|
|
RGT
362
Royce Global Value Trust
RGT
$99.1M
| $1.45M | 0.05% |
140,630
+97,934
| +229% | +$1.03M |
|
363
iShares MSCI Switzerland ETF
EWL
$2.19B
| $1.45M | 0.05% |
41,890
-1,729
| -4% | -$59.2K |
|
364
Annaly Capital Management
NLY
$17.1B
| $1.45M | 0.05% |
35,371
+4,164
| +13% | +$174K |
|
365
Thermo Fisher Scientific
TMO
$212B
| $1.44M | 0.05% |
5,928
+1,089
| +23% | +$251K |
|
366
Deere & Co
DE
$161B
| $1.44M | 0.05% |
9,578
+4,782
| +100% | +$687K |
|
367
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
| $1.44M | 0.05% |
36,853
+2,465
| +7% | +$95.7K |
|
368
Prudential Financial
PRU
$42.7B
| $1.43M | 0.05% |
14,090
+2,016
| +17% | +$199K |
|
369
Invesco International BuyBack Achievers ETF
IPKW
$550M
| $1.42M | 0.05% |
41,294
-94,090
| -69% | -$3.32M |
|
370
Welltower
WELL
$171B
| $1.42M | 0.05% |
22,092
-163
| -0.7% | -$10.5K |
|
371
SPX Corp
SPXC
$11.4B
| $1.42M | 0.05% |
42,546
-6,831
| -14% | -$241K |
|
372
Booking.com
BKNG
$150B
| $1.41M | 0.05% |
17,725
+3,950
| +29% | +$311K |
|
|
CSF
373
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
| $1.39M | 0.05% |
28,787
+598
| +2% | +$29.4K |
|
374
Baidu
BIDU
$37.4B
| $1.39M | 0.05% |
6,085
+292
| +5% | +$68.6K |
|
375
KeyCorp
KEY
$24.3B
| $1.39M | 0.05% |
69,541
+4,486
| +7% | +$93.2K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.