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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.8B
AUM Growth
-$132M
(-6.8%)
Cap. Flow
-$153M
Cap. Flow
% of AUM
-8.48%
Top 10 Holdings %
Top 10 Hldgs %
15.39%
Holding
1,171
New
79
Increased
355
Reduced
545
Closed
170
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$8.49M |
| 2 |
ProShares Short S&P500
SH
|
+$8.35M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.03M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$4.86M |
| 5 |
AT&T
T
|
+$4.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.6M |
| 2 |
Realty Income
O
|
+$8.91M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.51M |
| 4 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.5M |
| 5 |
Accenture
ACN
|
+$6.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.27% |
| 2 | Healthcare | 6.35% |
| 3 | Financials | 5.87% |
| 4 | Communication Services | 5.34% |
| 5 | Industrials | 5.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $970K | 0.05% |
21,340
+4,952
| +30% | +$206K |
|
|
RAI
352
DELISTED
Reynolds American Inc
RAI
| $958K | 0.05% |
19,064
-549
| -3% | -$27K |
|
353
Schwab International Equity ETF
SCHF
$65.6B
| $957K | 0.05% |
70,630
+37,832
| +115% | +$491K |
|
354
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $954K | 0.05% |
25,930
-1,462
| -5% | -$50.7K |
|
355
Paychex
PAYX
$40.4B
| $953K | 0.05% |
17,655
+1,393
| +9% | +$70.2K |
|
356
Baidu
BIDU
$35.8B
| $951K | 0.05% |
5,018
-1,330
| -21% | -$226K |
|
357
Lowe's Companies
LOW
$116B
| $951K | 0.05% |
12,508
-4,229
| -25% | -$298K |
|
358
Vanguard Materials ETF
VAW
$3B
| $949K | 0.05% |
9,729
+7,372
| +313% | +$662K |
|
|
SE
359
DELISTED
Spectra Energy Corp Wi
SE
| $947K | 0.05% |
30,939
+2,939
| +10% | +$82.9K |
|
360
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $943K | 0.05% |
43,488
-522
| -1% | -$10.6K |
|
|
GPT
361
DELISTED
Gramercy Property Trust
GPT
| $941K | 0.05% |
37,139
-510
| -1% | -$11.5K |
|
362
iShares MSCI Switzerland ETF
EWL
$2.12B
| $940K | 0.05% |
31,492
+4,614
| +17% | +$134K |
|
363
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $940K | 0.05% |
30,763
+912
| +3% | +$27K |
|
364
First Trust Europe AlphaDEX Fund
FEP
$513M
| $939K | 0.05% |
32,293
-25,934
| -45% | -$715K |
|
365
Lumen
LUMN
$6.53B
| $936K | 0.05% |
28,743
+3,894
| +16% | +$109K |
|
366
Public Service Enterprise Group
PEG
$39.8B
| $936K | 0.05% |
19,898
-53,774
| -73% | -$2.28M |
|
|
VPU
367
Vanguard Utilities ETF
VPU
$8.83B
| $936K | 0.05% |
8,726
-144
| -2% | -$14.4K |
|
368
iShares US Utilities ETF
IDU
$1.41B
| $935K | 0.05% |
15,148
+5,182
| +52% | +$298K |
|
369
Vanguard Value ETF
VTV
$189B
| $935K | 0.05% |
11,339
-2,970
| -21% | -$233K |
|
|
BNY
370
Bank of New York Mellon
BNY
$108B
| $929K | 0.05% |
25,209
-2,413
| -9% | -$87.5K |
|
371
Automatic Data Processing
ADP
$100B
| $928K | 0.05% |
10,344
-1,281
| -11% | -$107K |
|
|
MPT
372
Medical Properties Trust
MPT
$2.89B
| $920K | 0.05% |
70,961
-6,487
| -8% | -$74K |
|
373
Consolidated Edison
ED
$41.6B
| $919K | 0.05% |
11,978
+262
| +2% | +$18.6K |
|
374
Waste Management
WM
$95.9B
| $918K | 0.05% |
15,514
-2,742
| -15% | -$151K |
|
375
Archer Daniels Midland
ADM
$41.4B
| $917K | 0.05% |
24,959
-64,483
| -72% | -$2.24M |
|
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First Allied Advisory Services's Q1 2016 Portfolio in Review
As of Q1 2016, First Allied Advisory Services held 1,171 positions worth $1.8B, down 6.8% from $1.93B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $153M in Q1 2016, closing 170 positions and reducing 545 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in ProShares Short S&P500 worth $7.89M.
- First Allied Advisory Services's largest Q1 2016 buy was ProShares Short S&P500: 48,097 shares worth $7.89M.
- First Allied Advisory Services added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2016, an estimated $8.49M increase.
- First Allied Advisory Services's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.6M.
- First Allied Advisory Services fully exited iShares MSCI ACWI ETF in Q1 2016, selling an estimated $7.51M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.8B portfolio in Q1 2016.
- First Allied Advisory Services opened 79 new positions and closed 170 in Q1 2016.
- First Allied Advisory Services's portfolio value fell 6.8% quarter-over-quarter to $1.8B.
Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.