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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
| $911K | 0.07% |
14,763
+5,810
| +65% | +$364K |
|
352
NextEra Energy
NEE
$187B
| $910K | 0.07% |
34,148
+5,516
| +19% | +$139K |
|
|
SPLS
353
DELISTED
Staples Inc
SPLS
| $910K | 0.07% |
50,082
+2,028
| +4% | +$28.3K |
|
354
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
| $907K | 0.07% |
+32,352
| New | +$915K |
|
355
PNC Financial Services
PNC
$100B
| $907K | 0.07% |
9,828
+3,248
| +49% | +$282K |
|
356
iShares MSCI Canada ETF
EWC
$6.04B
| $906K | 0.07% |
31,198
+13,961
| +81% | +$411K |
|
357
Raymond James Financial
RJF
$32.5B
| $906K | 0.07% |
23,711
-4,753
| -17% | -$174K |
|
|
RMT
358
Royce Micro-Cap Trust
RMT
$736M
| $904K | 0.07% |
89,533
-31,664
| -26% | -$362K |
|
359
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
| $901K | 0.07% |
+18,972
| New | +$937K |
|
360
Genuine Parts
GPC
$17.1B
| $894K | 0.07% |
8,377
-189
| -2% | -$18.5K |
|
361
Vanguard Materials ETF
VAW
$3B
| $891K | 0.06% |
8,321
+1,857
| +29% | +$200K |
|
362
ProShares Ultra 7-10 Year Treasury
UST
$13.4M
| $890K | 0.06% |
+16,307
| New | +$900K |
|
363
Cheniere Energy
CQP
$31.8B
| $883K | 0.06% |
27,619
+3,333
| +14% | +$102K |
|
|
CB
364
DELISTED
CHUBB CORPORATION
CB
| $883K | 0.06% |
8,503
+988
| +13% | +$98.3K |
|
365
iShares Mortgage Real Estate ETF
REM
$542M
| $876K | 0.06% |
18,679
-1,065
| -5% | -$52.3K |
|
|
CMCSK
366
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $874K | 0.06% |
15,226
+4,533
| +42% | +$260K |
|
367
M&T Bank
MTB
$36.2B
| $866K | 0.06% |
6,903
-1,965
| -22% | -$241K |
|
368
Ross Stores
ROST
$76.6B
| $858K | 0.06% |
18,206
+262
| +1% | +$11.1K |
|
369
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $849K | 0.06% |
10,059
+4,773
| +90% | +$406K |
|
370
Dollar Tree
DLTR
$23.1B
| $843K | 0.06% |
11,988
+1,432
| +14% | +$90.3K |
|
371
Dover
DOV
$27.2B
| $843K | 0.06% |
14,601
+7,411
| +103% | +$459K |
|
372
Biogen
BIIB
$29.9B
| $841K | 0.06% |
2,504
+1,148
| +85% | +$371K |
|
373
Schwab US Dividend Equity ETF
SCHD
$102B
| $839K | 0.06% |
63,384
+2,178
| +4% | +$28.5K |
|
|
BCPC
374
Balchem Corp
BCPC
$5.23B
| $835K | 0.06% |
+12,545
| New | +$783K |
|
375
iShares US Industrials ETF
IYJ
$1.98B
| $829K | 0.06% |
15,490
+8,280
| +115% | +$430K |
|
Similar funds
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.