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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.43B
| $1.49M | 0.06% |
44,028
+176
| +0.4% | +$6.43K |
|
327
Dollar General
DG
$27.1B
| $1.48M | 0.06% |
13,688
-2,470
| -15% | -$267K |
|
328
iShares US Treasury Bond ETF
GOVT
$41.3B
| $1.48M | 0.06% |
59,865
+16,584
| +38% | +$403K |
|
329
Welltower
WELL
$169B
| $1.46M | 0.06% |
21,043
-1,049
| -5% | -$71.4K |
|
330
American Express
AXP
$211B
| $1.45M | 0.06% |
15,229
-192
| -1% | -$20.1K |
|
331
Global Net Lease
GNL
$2.05B
| $1.44M | 0.06% |
81,759
-13,342
| -14% | -$266K |
|
332
General Dynamics
GD
$97.4B
| $1.44M | 0.06% |
9,189
-345
| -4% | -$61.8K |
|
333
FedEx
FDX
$71.4B
| $1.42M | 0.06% |
8,893
-882
| -9% | -$187K |
|
334
Annaly Capital Management
NLY
$16B
| $1.41M | 0.06% |
35,792
+421
| +1% | +$16.8K |
|
|
GGZ
335
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$119M
| $1.4M | 0.06% |
142,946
+1,500
| +1% | +$16.3K |
|
336
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $1.4M | 0.06% |
10,459
-1,498
| -13% | -$192K |
|
|
BRSP
337
BrightSpire Capital
BRSP
$543M
| $1.39M | 0.06% |
88,082
+3,471
| +4% | +$66K |
|
338
Crown Castle
CCI
$31.2B
| $1.39M | 0.05% |
12,751
+1,427
| +13% | +$157K |
|
339
Southwest Airlines
LUV
$19.2B
| $1.38M | 0.05% |
29,549
+4,033
| +16% | +$214K |
|
340
Constellation Brands
STZ
$21B
| $1.37M | 0.05% |
8,527
+3,853
| +82% | +$766K |
|
341
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
| $1.36M | 0.05% |
30,375
-14,937
| -33% | -$697K |
|
342
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.58B
| $1.36M | 0.05% |
24,355
+3,412
| +16% | +$191K |
|
343
Tyson Foods
TSN
$18.3B
| $1.36M | 0.05% |
25,474
+7,008
| +38% | +$412K |
|
344
Humana
HUM
$46.2B
| $1.36M | 0.05% |
4,736
-350
| -7% | -$111K |
|
345
First Trust Cloud Computing ETF
SKYY
$3.35B
| $1.36M | 0.05% |
27,713
+4,875
| +21% | +$250K |
|
346
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
| $1.36M | 0.05% |
31,789
-3,254
| -9% | -$150K |
|
347
Adobe
ADBE
$99.6B
| $1.35M | 0.05% |
5,991
-3,984
| -40% | -$962K |
|
|
348
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
| $1.35M | 0.05% |
53,314
-610,584
| -92% | -$15.2M |
|
349
Occidental Petroleum
OXY
$59.3B
| $1.34M | 0.05% |
21,648
-8,966
| -29% | -$630K |
|
350
Regeneron Pharmaceuticals
REGN
$79.7B
| $1.33M | 0.05% |
3,575
+501
| +16% | +$183K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.