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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.8B
AUM Growth
-$132M
(-6.8%)
Cap. Flow
-$153M
Cap. Flow
% of AUM
-8.48%
Top 10 Holdings %
Top 10 Hldgs %
15.39%
Holding
1,171
New
79
Increased
355
Reduced
545
Closed
170
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$8.49M |
| 2 |
ProShares Short S&P500
SH
|
+$8.35M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.03M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$4.86M |
| 5 |
AT&T
T
|
+$4.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.6M |
| 2 |
Realty Income
O
|
+$8.91M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.51M |
| 4 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.5M |
| 5 |
Accenture
ACN
|
+$6.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.27% |
| 2 | Healthcare | 6.35% |
| 3 | Financials | 5.87% |
| 4 | Communication Services | 5.34% |
| 5 | Industrials | 5.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NVO
326
Novo Nordisk
NVO
$216B
| $1.07M | 0.06% |
39,028
-4,606
| -11% | -$123K |
|
327
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $1.06M | 0.06% |
60,390
-6,830
| -10% | -$114K |
|
328
PayPal
PYPL
$49.5B
| $1.06M | 0.06% |
27,342
-2,421
| -8% | -$87.5K |
|
329
United Parcel Service
UPS
$97.6B
| $1.05M | 0.06% |
10,025
-956
| -9% | -$92.9K |
|
|
MCRO
330
DELISTED
IQ Hedge Macro Tracker
MCRO
| $1.04M | 0.06% |
42,307
-1,147
| -3% | -$27.6K |
|
331
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $1.04M | 0.06% |
20,996
-15,464
| -42% | -$708K |
|
|
CBI
332
DELISTED
Chicago Bridge & Iron Nv
CBI
| $1.03M | 0.06% |
28,264
+3,869
| +16% | +$138K |
|
333
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
| $1.02M | 0.06% |
55,204
-8,310
| -13% | -$147K |
|
|
POWR
334
iShares U.S. Power Infrastructure ETF
POWR
$442M
| $1.02M | 0.06% |
58,028
+3,463
| +6% | +$55.9K |
|
335
Jazz Pharmaceuticals
JAZZ
$15.9B
| $1.02M | 0.06% |
7,804
-270
| -3% | -$33.6K |
|
336
Xcel Energy
XEL
$51B
| $1.02M | 0.06% |
24,278
-2,980
| -11% | -$116K |
|
337
iShares Agency Bond ETF
AGZ
$553M
| $1.01M | 0.06% |
8,848
+364
| +4% | +$41.5K |
|
338
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
| $1.01M | 0.06% |
38,523
-3,225
| -8% | -$79.7K |
|
339
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $1M | 0.06% |
7,940
-10,245
| -56% | -$1.28M |
|
340
Corning
GLW
$126B
| $1M | 0.06% |
48,320
+2,102
| +5% | +$39K |
|
341
Ross Stores
ROST
$76.6B
| $1M | 0.06% |
17,290
-3,417
| -17% | -$190K |
|
342
Kroger
KR
$34.8B
| $1M | 0.06% |
26,094
-9,351
| -26% | -$361K |
|
343
Johnson Controls International
JCI
$87.5B
| $987K | 0.05% |
24,090
-98
| -0.4% | -$3.74K |
|
344
Unilever
UL
$131B
| $986K | 0.05% |
19,276
+23
| +0.1% | +$1.12K |
|
345
Vanguard Communication Services ETF
VOX
$5.53B
| $981K | 0.05% |
+10,493
| New | +$901K |
|
346
Ventas
VTR
$48.9B
| $981K | 0.05% |
15,552
-2,579
| -14% | -$145K |
|
347
WisdomTree US High Dividend Fund
DHS
$1.56B
| $980K | 0.05% |
+15,651
| New | +$926K |
|
348
Invesco BuyBack Achievers ETF
PKW
$1.69B
| $980K | 0.05% |
21,551
-3,802
| -15% | -$164K |
|
349
iShares US Healthcare ETF
IYH
$3.11B
| $977K | 0.05% |
34,825
-14,310
| -29% | -$396K |
|
350
Elbit Systems
ESLT
$38.4B
| $970K | 0.05% |
10,351
+127
| +1% | +$10.9K |
|
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First Allied Advisory Services's Q1 2016 Portfolio in Review
As of Q1 2016, First Allied Advisory Services held 1,171 positions worth $1.8B, down 6.8% from $1.93B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $153M in Q1 2016, closing 170 positions and reducing 545 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in ProShares Short S&P500 worth $7.89M.
- First Allied Advisory Services's largest Q1 2016 buy was ProShares Short S&P500: 48,097 shares worth $7.89M.
- First Allied Advisory Services added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2016, an estimated $8.49M increase.
- First Allied Advisory Services's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.6M.
- First Allied Advisory Services fully exited iShares MSCI ACWI ETF in Q1 2016, selling an estimated $7.51M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.8B portfolio in Q1 2016.
- First Allied Advisory Services opened 79 new positions and closed 170 in Q1 2016.
- First Allied Advisory Services's portfolio value fell 6.8% quarter-over-quarter to $1.8B.
Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.