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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Viatris
VTRS
$20.4B
| $1.2M | 0.06% |
22,197
+3,784
| +21% | +$182K |
|
327
Vanguard Energy ETF
VDE
$10.1B
| $1.19M | 0.06% |
14,275
+1,070
| +8% | +$97.6K |
|
328
Regeneron Pharmaceuticals
REGN
$78.5B
| $1.17M | 0.06% |
2,161
+89
| +4% | +$48.2K |
|
329
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$770M
| $1.17M | 0.06% |
45,110
+6,433
| +17% | +$169K |
|
330
Parker-Hannifin
PH
$123B
| $1.17M | 0.06% |
11,917
+856
| +8% | +$86.7K |
|
331
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
| $1.17M | 0.06% |
67,220
-121,950
| -64% | -$2.15M |
|
332
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
| $1.17M | 0.06% |
63,514
+27,179
| +75% | +$508K |
|
333
Vanguard Morningstar Value ETF
VTV
$188B
| $1.17M | 0.06% |
14,309
-11,851
| -45% | -$971K |
|
334
Under Armour
UAA
$2.84B
| $1.16M | 0.06% |
29,282
+8,195
| +39% | +$371K |
|
335
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $1.15M | 0.06% |
25,353
+1,060
| +4% | +$49.2K |
|
336
W.W. Grainger
GWW
$65.3B
| $1.15M | 0.06% |
5,858
+423
| +8% | +$86.9K |
|
337
Northrop Grumman
NOC
$77.1B
| $1.14M | 0.06% |
6,046
+286
| +5% | +$52.4K |
|
338
Cummins
CMI
$87.5B
| $1.14M | 0.06% |
12,941
+4,642
| +56% | +$464K |
|
339
Jazz Pharmaceuticals
JAZZ
$15.9B
| $1.14M | 0.06% |
+8,074
| New | +$1.12M |
|
|
RCS
340
PIMCO Strategic Income Fund
RCS
$244M
| $1.14M | 0.06% |
+126,379
| New | +$1.15M |
|
341
TSMC
TSM
$2.1T
| $1.14M | 0.06% |
49,903
+5,110
| +11% | +$115K |
|
342
iShares US Technology ETF
IYW
$23.6B
| $1.14M | 0.06% |
42,320
+776
| +2% | +$20.9K |
|
343
Invesco Pharmaceuticals ETF
PJP
$442M
| $1.13M | 0.06% |
16,299
+1,880
| +13% | +$133K |
|
|
BNY
344
Bank of New York Mellon
BNY
$106B
| $1.13M | 0.06% |
27,622
+1,006
| +4% | +$42.3K |
|
345
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
| $1.13M | 0.06% |
41,748
+1,221
| +3% | +$34.2K |
|
346
Ross Stores
ROST
$80.5B
| $1.11M | 0.06% |
20,707
+1,109
| +6% | +$56.7K |
|
347
Travel + Leisure Co
TNL
$4.66B
| $1.1M | 0.06% |
32,758
+4,371
| +15% | +$151K |
|
348
Cheniere Energy
CQP
$31.9B
| $1.1M | 0.06% |
42,185
+12,494
| +42% | +$327K |
|
349
Eaton
ETN
$161B
| $1.1M | 0.06% |
21,212
+4,053
| +24% | +$219K |
|
350
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
| $1.08M | 0.06% |
+42,006
| New | +$1.09M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.