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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Pediatrix Medical
MD
$2.16B
| $889K | 0.07% |
16,300
-562
| -3% | -$31.9K |
|
|
KRFT
327
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $887K | 0.07% |
15,696
-1,441
| -8% | -$83.3K |
|
328
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
| $873K | 0.07% |
18,209
-1,448
| -7% | -$73K |
|
329
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $869K | 0.07% |
73,334
-19,753
| -21% | -$238K |
|
330
United Parcel Service
UPS
$97.6B
| $868K | 0.07% |
8,807
-2,529
| -22% | -$251K |
|
331
Seagate
STX
$193B
| $867K | 0.07% |
15,107
+793
| +6% | +$47K |
|
332
iShares MSCI Hong Kong ETF
EWH
$1.22B
| $866K | 0.07% |
42,582
+13,890
| +48% | +$301K |
|
|
TWTR
333
DELISTED
Twitter, Inc.
TWTR
| $865K | 0.07% |
16,839
-2,008
| -11% | -$90.8K |
|
334
Parker-Hannifin
PH
$125B
| $857K | 0.07% |
7,533
-152
| -2% | -$17.9K |
|
335
iShares China Large-Cap ETF
FXI
$4.31B
| $856K | 0.07% |
22,212
+16,703
| +303% | +$669K |
|
336
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $855K | 0.07% |
34,074
-90,737
| -73% | -$2.26M |
|
|
MNDT
337
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $854K | 0.07% |
27,983
+20,548
| +276% | +$681K |
|
|
PCN
338
PIMCO Corporate & Income Strategy Fund
PCN
$870M
| $850K | 0.07% |
53,801
-650
| -1% | -$10.8K |
|
339
Eastman Chemical
EMN
$7.8B
| $848K | 0.07% |
10,406
+775
| +8% | +$64.7K |
|
|
NVO
340
Novo Nordisk
NVO
$216B
| $837K | 0.07% |
35,168
+2,144
| +6% | +$49.3K |
|
341
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
| $835K | 0.07% |
10,443
-86
| -0.8% | -$7.19K |
|
|
VPU
342
Vanguard Utilities ETF
VPU
$8.83B
| $835K | 0.07% |
9,062
-2,425
| -21% | -$224K |
|
343
Conagra Brands
CAG
$7.07B
| $833K | 0.07% |
32,152
+6,167
| +24% | +$152K |
|
344
iShares Silver Trust
SLV
$28.1B
| $826K | 0.07% |
50,626
-16,453
| -25% | -$311K |
|
345
Kroger
KR
$34.8B
| $823K | 0.07% |
31,406
+5,464
| +21% | +$138K |
|
346
iShares Russell 2000 Value ETF
IWN
$14.4B
| $817K | 0.06% |
8,744
+1,155
| +15% | +$114K |
|
347
iShares US Consumer Staples ETF
IYK
$1.39B
| $815K | 0.06% |
24,618
-36,666
| -60% | -$1.22M |
|
348
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
| $813K | 0.06% |
23,582
-15,167
| -39% | -$557K |
|
349
Omnicom Group
OMC
$22.7B
| $813K | 0.06% |
11,767
+2,438
| +26% | +$174K |
|
|
SE
350
DELISTED
Spectra Energy Corp Wi
SE
| $809K | 0.06% |
20,470
-6,628
| -24% | -$273K |
|
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First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.