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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Novartis
NVS
$264B
| $1.67M | 0.07% |
21,581
+2,599
| +14% | +$202K |
|
302
Ventas
VTR
$45.2B
| $1.67M | 0.07% |
28,344
+5,865
| +26% | +$346K |
|
303
PayPal
PYPL
$45.1B
| $1.66M | 0.07% |
19,762
-4,542
| -19% | -$378K |
|
304
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99.2M
| $1.66M | 0.07% |
35,747
-2,394
| -6% | -$115K |
|
305
Medtronic
MDT
$118B
| $1.66M | 0.07% |
18,136
-767
| -4% | -$71.7K |
|
306
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
| $1.65M | 0.07% |
49,935
+1,583
| +3% | +$56K |
|
307
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
| $1.65M | 0.07% |
20,357
+4,289
| +27% | +$343K |
|
308
Enbridge
ENB
$106B
| $1.65M | 0.07% |
52,888
+5,808
| +12% | +$187K |
|
|
FUND
309
Sprott Focus Trust
FUND
$301M
| $1.64M | 0.06% |
284,139
+114,685
| +68% | +$762K |
|
310
First Trust Managed Municipal ETF
FMB
$2.01B
| $1.64M | 0.06% |
31,157
+1,050
| +3% | +$54.7K |
|
311
Liberty Global Class C
LBTYK
$3.42B
| $1.62M | 0.06% |
78,275
+2,649
| +4% | +$63.4K |
|
312
iShares Core US REIT ETF
USRT
$4.35B
| $1.62M | 0.06% |
+35,982
| New | +$1.7M |
|
313
Lumen
LUMN
$6.88B
| $1.61M | 0.06% |
105,769
-15,579
| -13% | -$297K |
|
314
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.37B
| $1.59M | 0.06% |
88,820
+11,834
| +15% | +$227K |
|
315
Salesforce
CRM
$206B
| $1.58M | 0.06% |
11,498
-1,121
| -9% | -$154K |
|
|
JPHF
316
DELISTED
JPMorgan Diversified Alternatives ETF
JPHF
| $1.57M | 0.06% |
65,667
+19,080
| +41% | +$463K |
|
317
Vanguard Energy ETF
VDE
$10.9B
| $1.56M | 0.06% |
20,344
-10,673
| -34% | -$977K |
|
318
Deere & Co
DE
$181B
| $1.56M | 0.06% |
10,528
+950
| +10% | +$139K |
|
|
VPU
319
Vanguard Utilities ETF
VPU
$8B
| $1.55M | 0.06% |
13,145
+10
| +0.1% | +$1.21K |
|
320
Applied Materials
AMAT
$330B
| $1.54M | 0.06% |
47,014
+9,306
| +25% | +$319K |
|
321
Berkshire Hathaway Class A
BRK.A
$1.11T
| $1.53M | 0.06% |
5
| – | – |
|
322
General Mills
GIS
$19.7B
| $1.52M | 0.06% |
38,802
-1,815
| -4% | -$76.7K |
|
323
TSMC
TSM
$2.17T
| $1.52M | 0.06% |
41,237
-3,014
| -7% | -$115K |
|
324
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $1.5M | 0.06% |
29,364
-11,636
| -28% | -$631K |
|
|
CN
325
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $1.49M | 0.06% |
52,732
+3,757
| +8% | +$113K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.