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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EMC
301
DELISTED
EMC CORPORATION
EMC
| $1.1M | 0.08% |
36,953
+2,148
| +6% | +$62.5K |
|
302
McKesson
MCK
$98.5B
| $1.1M | 0.08% |
5,297
-798
| -13% | -$162K |
|
303
Waste Management
WM
$95.9B
| $1.08M | 0.08% |
21,185
+559
| +3% | +$27.2K |
|
|
MPT
304
Medical Properties Trust
MPT
$2.89B
| $1.08M | 0.08% |
77,654
+4,394
| +6% | +$58.9K |
|
|
MRO
305
DELISTED
Marathon Oil Corporation
MRO
| $1.08M | 0.08% |
38,359
+1,803
| +5% | +$57.4K |
|
306
Teva Pharmaceuticals
TEVA
$35.9B
| $1.06M | 0.08% |
18,370
+1,563
| +9% | +$87.1K |
|
307
General Motors
GM
$74.7B
| $1.06M | 0.08% |
30,705
+7,407
| +32% | +$237K |
|
|
RDS.A
308
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $1.05M | 0.08% |
15,686
+5,926
| +61% | +$410K |
|
309
Eaton
ETN
$157B
| $1.05M | 0.08% |
15,437
+6,324
| +69% | +$417K |
|
310
AllianceBernstein
AB
$3.47B
| $1.05M | 0.08% |
40,567
+5,862
| +17% | +$150K |
|
311
VanEck IG Floating Rate ETF
FLTR
$2.93B
| $1.04M | 0.08% |
41,535
+1,108
| +3% | +$27.7K |
|
|
MNDT
312
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $1.04M | 0.08% |
32,928
+4,945
| +18% | +$152K |
|
|
FTR
313
DELISTED
Frontier Communications Corp.
FTR
| $1.04M | 0.08% |
10,416
+284
| +3% | +$27.8K |
|
|
WPZ
314
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
| $1.03M | 0.07% |
24,446
-1,249
| -5% | -$58.7K |
|
315
iShares International Select Dividend ETF
IDV
$8.25B
| $1.02M | 0.07% |
30,347
+2,063
| +7% | +$72.3K |
|
|
MON
316
DELISTED
Monsanto Co
MON
| $1.02M | 0.07% |
8,550
+99
| +1% | +$11.5K |
|
317
Regeneron Pharmaceuticals
REGN
$68.8B
| $1.01M | 0.07% |
2,481
-1,236
| -33% | -$486K |
|
318
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
| $1.01M | 0.07% |
44,169
+26,336
| +148% | +$644K |
|
319
Comcast
CMCSA
$79.1B
| $1.01M | 0.07% |
34,952
+9,364
| +37% | +$257K |
|
|
320
ProShares Ultra MidCap400
MVV
$155M
| $1.01M | 0.07% |
41,199
-251,211
| -86% | -$5.78M |
|
|
AET
321
DELISTED
Aetna Inc
AET
| $999K | 0.07% |
11,237
+1,636
| +17% | +$137K |
|
|
DTV
322
DELISTED
DIRECTV COM STK (DE)
DTV
| $999K | 0.07% |
11,451
-242
| -2% | -$20.8K |
|
323
iShares Russell 2000 Value ETF
IWN
$14.4B
| $994K | 0.07% |
9,812
+1,068
| +12% | +$105K |
|
324
ProShares Ultra S&P500
SSO
$7.82B
| $990K | 0.07% |
124,832
-187,936
| -60% | -$1.44M |
|
325
iShares Currency Hedged MSCI Japan ETF
HEWJ
$728M
| $986K | 0.07% |
+36,665
| New | +$979K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.