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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
| $1.95M | 0.08% |
71,832
+9,475
| +15% | +$275K |
|
277
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $1.93M | 0.08% |
36,551
+15,472
| +73% | +$809K |
|
278
General Motors
GM
$74B
| $1.92M | 0.08% |
57,474
+3,873
| +7% | +$134K |
|
279
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $1.91M | 0.08% |
70,772
+7,848
| +12% | +$211K |
|
280
L3Harris
LHX
$46.7B
| $1.9M | 0.08% |
14,096
-43
| -0.3% | -$6.5K |
|
281
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.92B
| $1.9M | 0.08% |
+104,528
| New | +$1.95M |
|
282
iShares US Healthcare ETF
IYH
$3.65B
| $1.89M | 0.07% |
52,410
+2,530
| +5% | +$96.9K |
|
283
Kinder Morgan
KMI
$68.4B
| $1.89M | 0.07% |
122,751
+6,478
| +6% | +$110K |
|
284
Union Pacific
UNP
$167B
| $1.89M | 0.07% |
13,653
-1,617
| -11% | -$240K |
|
285
W.P. Carey
WPC
$15.2B
| $1.87M | 0.07% |
29,205
+21,496
| +279% | +$1.4M |
|
286
iShares MSCI EAFE Small-Cap ETF
SCZ
$12.9B
| $1.86M | 0.07% |
35,909
-2,584
| -7% | -$145K |
|
287
Lowe's Companies
LOW
$109B
| $1.83M | 0.07% |
19,878
+298
| +2% | +$28.7K |
|
288
State Street Energy Select Sector SPDR ETF
XLE
$42B
| $1.82M | 0.07% |
63,682
-58,438
| -48% | -$1.96M |
|
289
iShares MSCI Emerging Markets ETF
EEM
$30.5B
| $1.8M | 0.07% |
46,160
-3,139
| -6% | -$126K |
|
290
Vanguard Consumer Discretionary ETF
VCR
$5.71B
| $1.8M | 0.07% |
11,924
-1,080
| -8% | -$175K |
|
291
Hershey
HSY
$34.3B
| $1.79M | 0.07% |
16,731
+206
| +1% | +$21.9K |
|
292
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.86B
| $1.79M | 0.07% |
37,743
-17,349
| -31% | -$815K |
|
293
State Street SPDR Global Dow ETF
DGT
$629M
| $1.77M | 0.07% |
+23,505
| New | +$1.89M |
|
294
Waste Management
WM
$85.5B
| $1.75M | 0.07% |
19,642
+1,085
| +6% | +$97.4K |
|
295
Enterprise Products Partners
EPD
$82.3B
| $1.74M | 0.07% |
70,821
-2,718
| -4% | -$72.8K |
|
296
First Trust Global Wind Energy ETF
FAN
$236M
| $1.74M | 0.07% |
152,679
+30,945
| +25% | +$363K |
|
297
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.89B
| $1.71M | 0.07% |
13,993
+2,637
| +23% | +$361K |
|
298
Clorox
CLX
$10.3B
| $1.69M | 0.07% |
11,052
+333
| +3% | +$51.9K |
|
299
Valero Energy
VLO
$116B
| $1.69M | 0.07% |
22,495
-365
| -2% | -$32.1K |
|
300
Oneok
OKE
$58.4B
| $1.68M | 0.07% |
31,112
-3,427
| -10% | -$213K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.