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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Goldman Sachs
GS
$313B
| $1.19M | 0.09% |
6,083
+495
| +9% | +$93K |
|
|
ROOF
277
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
| $1.18M | 0.09% |
+42,848
| New | +$1.15M |
|
278
CSX Corp
CSX
$98.6B
| $1.18M | 0.09% |
98,412
-22,542
| -19% | -$264K |
|
279
Vanguard Energy ETF
VDE
$10.1B
| $1.18M | 0.09% |
10,658
+1,779
| +20% | +$212K |
|
280
iShares MSCI Mexico ETF
EWW
$1.89B
| $1.18M | 0.09% |
20,000
+2,029
| +11% | +$130K |
|
281
Parker-Hannifin
PH
$125B
| $1.18M | 0.09% |
9,153
+1,620
| +22% | +$199K |
|
282
First Trust Energy AlphaDEX Fund
FXN
$398M
| $1.17M | 0.09% |
56,538
+5,009
| +10% | +$114K |
|
283
SLB Ltd
SLB
$77.8B
| $1.17M | 0.08% |
13,625
+552
| +4% | +$50.8K |
|
284
Clorox
CLX
$11.6B
| $1.16M | 0.08% |
11,144
-1,254
| -10% | -$125K |
|
285
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $1.16M | 0.08% |
41,350
+8,398
| +25% | +$231K |
|
286
Accenture
ACN
$89.9B
| $1.15M | 0.08% |
12,758
-1,084
| -8% | -$90K |
|
287
Freeport-McMoran
FCX
$90B
| $1.14M | 0.08% |
48,550
-4,869
| -9% | -$134K |
|
288
Vanguard Russell 1000 Value ETF
VONV
$20.4B
| $1.14M | 0.08% |
25,046
+74
| +0.3% | +$3.3K |
|
289
Johnson Controls International
JCI
$87.5B
| $1.14M | 0.08% |
22,453
-2,008
| -8% | -$98.1K |
|
290
W.P. Carey
WPC
$17.1B
| $1.14M | 0.08% |
16,591
-1,337
| -7% | -$88.3K |
|
|
SRC
291
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $1.14M | 0.08% |
21,306
-372
| -2% | -$19.4K |
|
|
VAR
292
DELISTED
Varian Medical Systems, Inc.
VAR
| $1.13M | 0.08% |
15,059
+5,925
| +65% | +$441K |
|
293
W.W. Grainger
GWW
$65.3B
| $1.13M | 0.08% |
4,306
+742
| +21% | +$183K |
|
294
eBay
EBAY
$48.6B
| $1.13M | 0.08% |
47,579
+4,402
| +10% | +$99.9K |
|
|
ZTR
295
Virtus Total Return Fund
ZTR
$340M
| $1.12M | 0.08% |
79,506
-10,663
| -12% | -$147K |
|
296
L3Harris
LHX
$55.9B
| $1.12M | 0.08% |
15,571
+2,279
| +17% | +$158K |
|
297
Energy Transfer Partners
ET
$70.1B
| $1.12M | 0.08% |
38,946
+336
| +0.9% | +$9.68K |
|
298
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
| $1.12M | 0.08% |
44,093
-1,765
| -4% | -$46.3K |
|
299
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
| $1.11M | 0.08% |
11,668
+189
| +2% | +$18.5K |
|
300
Humana
HUM
$46.7B
| $1.1M | 0.08% |
7,669
+1,558
| +25% | +$213K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.