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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
(-13%)
Cap. Flow
-$28.1M
Cap. Flow
% of AUM
-1.11%
Top 10 Holdings %
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$18.7M |
| 2 |
Global X US Preferred ETF
PFFD
|
+$18.5M |
| 3 |
iShares Core MSCI International Developed Markets ETF
IDEV
|
+$15.4M |
| 4 |
Global X MLP ETF
MLPA
|
+$14.3M |
| 5 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.5M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$15.2M |
| 3 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$11.4M |
| 4 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$10.4M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$10M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 62.92% |
| 2 | Technology | 6.51% |
| 3 | Financials | 5.35% |
| 4 | Healthcare | 4.98% |
| 5 | Industrials | 3.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
International Paper
IP
$18B
| $2.21M | 0.09% |
57,674
-2,369
| -4% | -$99.4K |
|
252
Micron Technology
MU
$1.05T
| $2.2M | 0.09% |
69,167
-6,861
| -9% | -$260K |
|
253
iShares 0-1 Year Treasury Bond ETF
SHV
$21.1B
| $2.19M | 0.09% |
19,842
+17,904
| +924% | +$1.98M |
|
254
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
| $2.17M | 0.09% |
45,191
+6,666
| +17% | +$318K |
|
255
Vanguard Long-Term Bond ETF
BLV
$5.63B
| $2.17M | 0.09% |
24,852
+5,339
| +27% | +$455K |
|
256
Vanguard Total World Stock ETF
VT
$80.3B
| $2.17M | 0.09% |
33,035
+17,108
| +107% | +$1.2M |
|
257
Tesla
TSLA
$1.41T
| $2.11M | 0.08% |
94,800
-10,125
| -10% | -$218K |
|
|
VER
258
DELISTED
VEREIT, Inc.
VER
| $2.1M | 0.08% |
58,803
-1,665
| -3% | -$61.8K |
|
259
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
| $2.08M | 0.08% |
21,836
+679
| +3% | +$71.3K |
|
260
First Trust Dorsey Wright Focus 5 ETF
FV
$3.72B
| $2.07M | 0.08% |
81,957
-12,507
| -13% | -$340K |
|
261
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$155M
| $2.05M | 0.08% |
92,819
+3,547
| +4% | +$80.5K |
|
262
Broadcom
AVGO
$1.62T
| $2.03M | 0.08% |
79,510
-2,610
| -3% | -$61.6K |
|
263
Vanguard Global ex-US Real Estate ETF
VNQI
$3.35B
| $2.03M | 0.08% |
38,920
-1,506
| -4% | -$81.3K |
|
264
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $2.02M | 0.08% |
29,418
-9,421
| -24% | -$714K |
|
265
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
| $2.02M | 0.08% |
20,065
-19,591
| -49% | -$2.05M |
|
266
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
| $2.02M | 0.08% |
51,142
-5,193
| -9% | -$225K |
|
267
Kimberly-Clark
KMB
$32.6B
| $2.02M | 0.08% |
17,706
+930
| +6% | +$103K |
|
268
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
| $2.01M | 0.08% |
52,524
+4,133
| +9% | +$167K |
|
269
GraniteShares Gold Shares
BAR
$1.39B
| $2.01M | 0.08% |
156,840
-100
| -0.1% | -$1.23K |
|
270
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
| $2M | 0.08% |
28,880
-64,378
| -69% | -$4.92M |
|
271
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
| $1.99M | 0.08% |
34,278
+106
| +0.3% | +$6.77K |
|
272
Comcast
CMCSA
$84.2B
| $1.98M | 0.08% |
58,191
+1,163
| +2% | +$42.5K |
|
273
GSK
GSK
$101B
| $1.97M | 0.08% |
41,186
-315
| -0.8% | -$15.5K |
|
274
Morgan Stanley
MS
$318B
| $1.97M | 0.08% |
49,425
+1,262
| +3% | +$55.1K |
|
|
TWTR
275
DELISTED
Twitter, Inc.
TWTR
| $1.95M | 0.08% |
67,930
+67
| +0.1% | +$2.1K |
|
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First Allied Advisory Services's Q4 2018 Portfolio in Review
As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.
By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
- First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
- First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
- First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
- First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
- First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.
Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.