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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Kimberly-Clark
KMB
$36.4B
| $1.22M | 0.1% |
11,782
+517
| +5% | +$53.8K |
|
252
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
| $1.22M | 0.1% |
45,858
+22,223
| +94% | +$629K |
|
|
HDV
253
iShares Core High Dividend ETF
HDV
$14.4B
| $1.22M | 0.1% |
80,720
-495
| -0.6% | -$7.46K |
|
254
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $1.21M | 0.1% |
9,304
+671
| +8% | +$89.9K |
|
255
Clorox
CLX
$11.6B
| $1.19M | 0.09% |
12,398
-7,243
| -37% | -$655K |
|
256
McKesson
MCK
$98.5B
| $1.19M | 0.09% |
6,095
+2,857
| +88% | +$550K |
|
257
Energy Transfer Partners
ET
$70.1B
| $1.19M | 0.09% |
38,610
-3,712
| -9% | -$109K |
|
|
CXP
258
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
| $1.19M | 0.09% |
49,796
-49,566
| -50% | -$1.26M |
|
259
AdvisorShares Insider Advantage ETF
SURE
$55.9M
| $1.19M | 0.09% |
22,923
+2,959
| +15% | +$153K |
|
260
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
| $1.17M | 0.09% |
11,479
+3,872
| +51% | +$419K |
|
261
Welltower
WELL
$178B
| $1.17M | 0.09% |
18,810
+2,181
| +13% | +$141K |
|
262
Vanguard Energy ETF
VDE
$10.1B
| $1.16M | 0.09% |
8,879
+2,711
| +44% | +$378K |
|
263
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
| $1.14M | 0.09% |
25,826
+3,820
| +17% | +$178K |
|
264
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
| $1.14M | 0.09% |
20,957
+772
| +4% | +$44.9K |
|
265
Alcoa
AA
$11.7B
| $1.13M | 0.09% |
+29,360
| New | +$1.15M |
|
266
Johnson Controls International
JCI
$87.5B
| $1.13M | 0.09% |
24,461
+3,866
| +19% | +$195K |
|
267
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
| $1.13M | 0.09% |
15,404
+2,096
| +16% | +$154K |
|
268
iShares Global Timber & Forestry ETF
WOOD
$258M
| $1.13M | 0.09% |
22,940
-195
| -0.8% | -$10K |
|
269
Accenture
ACN
$89.9B
| $1.12M | 0.09% |
13,842
+4,214
| +44% | +$338K |
|
270
Devon Energy
DVN
$51.9B
| $1.12M | 0.09% |
16,455
+2,930
| +22% | +$218K |
|
271
W.P. Carey
WPC
$17.1B
| $1.12M | 0.09% |
17,928
-392
| -2% | -$25.7K |
|
|
EVV
272
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $1.11M | 0.09% |
76,342
-2,282
| -3% | -$34.4K |
|
273
Vanguard Russell 1000 Value ETF
VONV
$20.4B
| $1.09M | 0.09% |
24,972
+1,392
| +6% | +$61.7K |
|
274
M&T Bank
MTB
$36.2B
| $1.09M | 0.09% |
8,868
+1,051
| +13% | +$129K |
|
|
FLG
275
Flagstar Bank National Association
FLG
$5.77B
| $1.08M | 0.09% |
22,612
+5,103
| +29% | +$244K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.