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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-11.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.53B
AUM Growth
-$387M
Cap. Flow
-$28.1M
Cap. Flow %
-1.11%
Top 10 Hldgs %
18.98%
Holding
1,249
New
71
Increased
417
Reduced
545
Closed
180

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$18.7M
2
PFFD icon
Global X US Preferred ETF
PFFD
+$18.5M
3
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$15.4M
4
MLPA icon
Global X MLP ETF
MLPA
+$14.3M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.1M

Top Sells

Rank Stock Value
1
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$16.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$15.2M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$11.4M
4
HFRO
Highland Opportunities and Income Fund
HFRO
+$10.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10M

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.92%
2 Technology 6.51%
3 Financials 5.35%
4 Healthcare 4.98%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
226
Vodafone
VOD
$40.4B
$2.53M 0.1%
131,010
+18,600
+17% +$372K
PH icon
227
Parker-Hannifin
PH
$116B
$2.52M 0.1%
16,995
-57
-0.3% -$9.22K
SMDV icon
228
ProShares Russell 2000 Dividend Growers ETF
SMDV
$681M
$2.5M 0.1%
46,386
-537
-1% -$30.5K
REGL icon
229
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.71B
$2.5M 0.1%
48,355
-585
-1% -$31.9K
IUSG icon
230
iShares Core S&P US Growth ETF
IUSG
$32.7B
$2.48M 0.1%
47,186
-9,352
-17% -$530K
NVDA icon
231
NVIDIA
NVDA
$5.17T
$2.48M 0.1%
742,280
+175,920
+31% +$842K
VUG icon
232
Vanguard Morningstar Growth ETF
VUG
$224B
$2.46M 0.1%
110,424
-14,124
-11% -$342K
SO icon
233
Southern Company
SO
$99.2B
$2.43M 0.1%
55,371
-4,401
-7% -$200K
CVS icon
234
CVS Health
CVS
$117B
$2.41M 0.1%
36,463
+733
+2% +$54.7K
EFAV icon
235
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.41B
$2.4M 0.1%
36,186
-52,422
-59% -$3.6M
EMB icon
236
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
$2.38M 0.09%
22,877
+5,019
+28% +$525K
UPS icon
237
United Parcel Service
UPS
$84B
$2.38M 0.09%
24,315
-1,324
-5% -$144K
BOND icon
238
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.52B
$2.36M 0.09%
22,987
-2,630
-10% -$267K
FDN icon
239
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.28B
$2.36M 0.09%
20,128
-44,162
-69% -$5.49M
RTN
240
DELISTED
Raytheon Company
RTN
$2.35M 0.09%
15,265
-296
-2% -$53K
DIA icon
241
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.9B
$2.34M 0.09%
10,066
+2,904
+41% +$725K
MINT icon
242
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.6B
$2.31M 0.09%
22,869
+16,086
+237% +$1.63M
FIXD icon
243
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.14B
$2.29M 0.09%
46,636
-2,220
-5% -$108K
IBB icon
244
iShares Biotechnology ETF
IBB
$10.3B
$2.28M 0.09%
23,832
-327
-1% -$34.7K
HRL icon
245
Hormel Foods
HRL
$11.4B
$2.28M 0.09%
53,813
+2,351
+5% +$101K
IWN icon
246
iShares Russell 2000 Value ETF
IWN
$14.1B
$2.28M 0.09%
21,242
-94
-0.4% -$11.3K
IYW icon
247
iShares US Technology ETF
IYW
$25B
$2.26M 0.09%
56,520
-10,600
-16% -$459K
WOOD icon
248
iShares Global Timber & Forestry ETF
WOOD
$267M
$2.26M 0.09%
39,516
+4,226
+12% +$273K
TRV icon
249
Travelers Companies
TRV
$79B
$2.26M 0.09%
18,709
-1,011
-5% -$127K
VIS icon
250
Vanguard Industrials ETF
VIS
$7.71B
$2.23M 0.09%
18,582
+2,546
+16% +$338K
8 9
10
11 12

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
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First Allied Advisory Services's Q4 2018 Portfolio in Review

As of Q4 2018, First Allied Advisory Services held 1,249 positions worth $2.53B, down 13% from $2.92B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

First Allied Advisory Services's Q4 2018 filing shows 71 new, 417 increased, 545 reduced and 180 closed positions. Its largest new stake was Global X US Preferred ETF: 797,078 shares worth $18M. The largest sale was Invesco Variable Rate Preferred ETF, an estimated $16.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2018 buy was Global X US Preferred ETF: 797,078 shares worth $18M.
  • First Allied Advisory Services added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $18.7M increase.
  • First Allied Advisory Services's biggest Q4 2018 reduction was Schwab US Aggregate Bond ETF, cutting an estimated $15.2M.
  • First Allied Advisory Services fully exited Invesco Variable Rate Preferred ETF in Q4 2018, selling an estimated $16.5M.
  • First Allied Advisory Services's ten largest holdings make up 19% of its $2.53B portfolio in Q4 2018.
  • First Allied Advisory Services opened 71 new positions and closed 180 in Q4 2018.
  • First Allied Advisory Services's portfolio value fell 13% quarter-over-quarter to $2.53B.

Based on First Allied Advisory Services's 13F filing for Q4 2018, filed 15 Feb 2019.