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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Zimmer Biomet
ZBH
$18.2B
| $1.98M | 0.1% |
19,839
+154
| +0.8% | +$15.1K |
|
227
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
| $1.97M | 0.1% |
19,769
-22,904
| -54% | -$2.32M |
|
|
BRCD
228
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $1.95M | 0.1% |
211,173
-17,616
| -8% | -$173K |
|
229
Vanguard Health Care ETF
VHT
$18.1B
| $1.94M | 0.1% |
14,563
+1,127
| +8% | +$147K |
|
230
Ford
F
$58.5B
| $1.9M | 0.1% |
135,283
-15,442
| -10% | -$224K |
|
231
Invesco Senior Loan ETF
BKLN
$6.97B
| $1.89M | 0.1% |
84,487
-32,737
| -28% | -$745K |
|
232
Humana
HUM
$43.7B
| $1.88M | 0.1% |
10,576
-277
| -3% | -$48.6K |
|
233
Magna International
MGA
$18.7B
| $1.87M | 0.1% |
46,613
+40,867
| +711% | +$1.9M |
|
|
FRC
234
DELISTED
First Republic Bank
FRC
| $1.87M | 0.1% |
28,194
-454
| -2% | -$30K |
|
235
DuPont de Nemours
DD
$18.5B
| $1.85M | 0.1% |
14,235
-4,935
| -26% | -$633K |
|
236
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
| $1.85M | 0.1% |
47,081
-16,678
| -26% | -$695K |
|
|
NRF
237
DELISTED
NorthStar Realty Finance Corp.
NRF
| $1.84M | 0.1% |
108,330
+12,382
| +13% | +$249K |
|
238
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
| $1.83M | 0.09% |
71,115
-94,873
| -57% | -$2.41M |
|
239
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
| $1.82M | 0.09% |
34,515
-2,553
| -7% | -$137K |
|
240
Comcast
CMCSA
$85B
| $1.82M | 0.09% |
64,768
+25,756
| +66% | +$776K |
|
241
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $1.78M | 0.09% |
63,167
-2,445
| -4% | -$67.9K |
|
242
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $1.76M | 0.09% |
36,460
-5,019
| -12% | -$250K |
|
243
Goldman Sachs
GS
$300B
| $1.75M | 0.09% |
9,618
+3,066
| +47% | +$570K |
|
244
First Trust Europe AlphaDEX Fund
FEP
$526M
| $1.73M | 0.09% |
58,227
-11,470
| -16% | -$341K |
|
245
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
| $1.71M | 0.09% |
39,274
-3,623
| -8% | -$162K |
|
246
Alerian MLP ETF
AMLP
$13B
| $1.69M | 0.09% |
28,058
-6,473
| -19% | -$405K |
|
247
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $1.68M | 0.09% |
16,711
-20,025
| -55% | -$2.02M |
|
248
L3Harris
LHX
$51.6B
| $1.66M | 0.09% |
19,228
+911
| +5% | +$73.4K |
|
|
OPPJ
249
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$275M
| $1.66M | 0.09% |
+97,108
| New | +$1.7M |
|
250
Entergy
ETR
$50.2B
| $1.66M | 0.09% |
48,396
+2,486
| +5% | +$83.5K |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.