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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
(+7.2%)
Cap. Flow
-$327K
Cap. Flow
% of AUM
-0.03%
Top 10 Holdings %
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Value ETF
IVE
|
+$3.59M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$3.25M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$2.58M |
| 4 |
Advanced Micro Devices
AMD
|
+$2.46M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$2.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$21M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$12.2M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$8.98M |
| 4 |
First Trust Mid Cap Growth AlphaDEX Fund
FNY
|
+$8.41M |
| 5 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$6.12M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.61% |
| 2 | Consumer Discretionary | 3.62% |
| 3 | Healthcare | 2.73% |
| 4 | Financials | 2.61% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AXON
201
Axon Enterprise
AXON
$48.8B
| $1.07M | 0.11% |
14,625
-540
| -4% | -$34.2K |
|
|
RMT
202
Royce Micro-Cap Trust
RMT
$778M
| $1.05M | 0.11% |
123,102
+8,655
| +8% | +$70.7K |
|
203
Caterpillar
CAT
$393B
| $1.05M | 0.11% |
7,104
-254
| -3% | -$35.4K |
|
204
Netflix
NFLX
$320B
| $1.05M | 0.11% |
32,330
-20,670
| -39% | -$613K |
|
205
Dominion Energy
D
$60.1B
| $1.03M | 0.11% |
12,428
-761
| -6% | -$62.2K |
|
206
iShares MSCI USA Quality Factor ETF
QUAL
$48.2B
| $1.03M | 0.11% |
+10,186
| New | +$981K |
|
207
CVS Health
CVS
$122B
| $1.02M | 0.11% |
13,699
-890
| -6% | -$62.5K |
|
208
Vanguard FTSE Pacific ETF
VPL
$8.66B
| $1.02M | 0.11% |
14,608
+3,115
| +27% | +$214K |
|
209
Inspire Global Hope ETF
BLES
$165M
| $1.01M | 0.11% |
33,257
+17,788
| +115% | +$515K |
|
210
iShares Biotechnology ETF
IBB
$9.82B
| $1M | 0.11% |
8,327
-549
| -6% | -$61.3K |
|
211
Amgen
AMGN
$226B
| $1M | 0.11% |
4,156
-257
| -6% | -$56.7K |
|
212
Comcast
CMCSA
$91.9B
| $1M | 0.11% |
22,256
-88
| -0.4% | -$3.92K |
|
213
ARK Innovation ETF
ARKK
$6.48B
| $999K | 0.11% |
19,961
+816
| +4% | +$37.9K |
|
214
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
| $998K | 0.11% |
8,374
+389
| +5% | +$44.8K |
|
215
Invesco BuyBack Achievers ETF
PKW
$1.77B
| $987K | 0.11% |
14,304
-113
| -0.8% | -$7.44K |
|
216
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
| $980K | 0.1% |
16,342
-29,627
| -64% | -$1.71M |
|
217
GrowGeneration
GRWG
$107M
| $961K | 0.1% |
+234,394
| New | +$994K |
|
218
First Trust Long/Short Equity ETF
FTLS
$2.5B
| $948K | 0.1% |
22,200
-4,983
| -18% | -$208K |
|
219
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
| $939K | 0.1% |
12,134
+20
| +0.2% | +$1.51K |
|
220
Pacer Global Cash Cows Dividend ETF
GCOW
$3.47B
| $932K | 0.1% |
29,638
+2,803
| +10% | +$85.9K |
|
221
Teladoc Health
TDOC
$1.26B
| $921K | 0.1% |
10,996
+1,457
| +15% | +$111K |
|
222
ProShares Hedge Replication ETF
HDG
$22.3M
| $914K | 0.1% |
19,586
-270
| -1% | -$12.4K |
|
223
Inspire Corporate Bond ETF
IBD
$491M
| $905K | 0.1% |
35,195
+9,896
| +39% | +$255K |
|
224
iQIYI
IQ
$1.27B
| $903K | 0.1% |
42,753
-2,290
| -5% | -$42.1K |
|
|
DOCU
225
DocuSign
DOCU
$11.1B
| $880K | 0.09% |
11,874
+295
| +3% | +$20.3K |
|
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review
As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.
By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
- Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
- Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
- Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
- Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
- Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
- Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.
Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.