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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGHG icon
201
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$903K 0.1%
12,114
+21
+0.2% +$1.57K
PKW icon
202
Invesco BuyBack Achievers ETF
PKW
$1.77B
$902K 0.1%
14,417
– –
VOE icon
203
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$902K 0.1%
7,985
-12,289
-61% -$1.37M
HDG icon
204
ProShares Hedge Replication ETF
HDG
$22.3M
$900K 0.1%
19,856
-157
-0.8% -$7.1K
NOBL icon
205
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$898K 0.1%
+25,078
New +$878K
NVDA icon
206
NVIDIA
NVDA
$5.43T
$894K 0.1%
205,480
-6,400
-3% -$26.9K
IJJ icon
207
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$893K 0.1%
11,164
+372
+3% +$29.3K
IBB icon
208
iShares Biotechnology ETF
IBB
$9.83B
$883K 0.1%
8,876
-999
-10% -$105K
DOW icon
209
Dow Inc
DOW
$22.1B
$882K 0.1%
+31,301
New +$1.47M
VTEB icon
210
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$872K 0.1%
16,258
+4,335
+36% +$232K
AXON
211
Axon Enterprise
AXON
$48.6B
$861K 0.1%
15,165
+900
+6% +$56.8K
AMGN icon
212
Amgen
AMGN
$227B
$846K 0.1%
4,413
+49
+1% +$9.4K
ARKK icon
213
ARK Innovation ETF
ARKK
$6.45B
$821K 0.09%
19,145
-696
-4% -$31.9K
GOOG icon
214
Alphabet (Google) Class C
GOOG
$4.2T
$821K 0.09%
97,300
+84,880
+683% +$5.02M
MBB icon
215
iShares MBS ETF
MBB
$39.2B
$819K 0.09%
7,555
+2,442
+48% +$264K
INFO
216
DELISTED
IHS Markit Ltd. Common Shares
INFO
$819K 0.09%
+12,249
New +$801K
GSY icon
217
Invesco Ultra Short Duration ETF
GSY
$3.88B
$816K 0.09%
16,188
+2,504
+18% +$126K
GDX icon
218
VanEck Gold Miners ETF
GDX
$26.9B
$798K 0.09%
29,863
-28,955
-49% -$810K
GCOW icon
219
Pacer Global Cash Cows Dividend ETF
GCOW
$3.47B
$797K 0.09%
+26,835
New +$800K
SPSB icon
220
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$795K 0.09%
25,767
+1,673
+7% +$51.5K
AOK icon
221
iShares Core Conservative Allocation ETF
AOK
$795M
$782K 0.09%
21,948
+221
+1% +$7.83K
EWY icon
222
iShares MSCI South Korea ETF
EWY
$27.7B
$781K 0.09%
13,854
+3,483
+34% +$193K
USB icon
223
US Bancorp
USB
$101B
$777K 0.09%
14,165
+242
+2% +$13.1K
HUSV icon
224
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.5M
$776K 0.09%
+28,175
New +$762K
AGGP
225
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$770K 0.09%
39,078
-8,405
-18% -$165K
7 8
9
10 11

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.