We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
176
Bank of America
BAC
$447B
$1.28M 0.14%
36,503
-309
-0.8% -$9.99K
BP icon
177
BP
BP
$110B
$1.28M 0.14%
34,061
-1,305
-4% -$49.6K
FNX icon
178
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.25M 0.13%
17,286
+753
+5% +$52.6K
BABA icon
179
Alibaba
BABA
$293B
$1.25M 0.13%
5,899
+179
+3% +$33.6K
FXO icon
180
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.25M 0.13%
37,214
+3,662
+11% +$119K
ADBE icon
181
Adobe
ADBE
$102B
$1.23M 0.13%
3,719
+989
+36% +$291K
VV icon
182
Vanguard Morningstar Large-Cap ETF
VV
$54.8B
$1.23M 0.13%
+8,309
New +$1.18M
IJJ icon
183
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.04B
$1.23M 0.13%
14,368
+3,204
+29% +$263K
FLTR icon
184
VanEck IG Floating Rate ETF
FLTR
$3.04B
$1.23M 0.13%
+48,412
New +$1.22M
IBDM
185
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.22M 0.13%
48,808
+6,478
+15% +$162K
DVY icon
186
iShares Select Dividend ETF
DVY
$23.9B
$1.2M 0.13%
11,360
+1,770
+18% +$182K
JNK icon
187
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$1.2M 0.13%
+10,969
New +$1.19M
IBDO
188
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.2M 0.13%
46,920
+6,361
+16% +$163K
NVDA icon
189
NVIDIA
NVDA
$5.44T
$1.19M 0.13%
202,440
-3,040
-1% -$15.8K
IGF icon
190
iShares Global Infrastructure ETF
IGF
$10.7B
$1.18M 0.13%
24,632
-7,952
-24% -$373K
FPE icon
191
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1.17M 0.12%
58,366
-6,347
-10% -$126K
IWO icon
192
iShares Russell 2000 Growth ETF
IWO
$15B
$1.17M 0.12%
5,463
+467
+9% +$94.8K
AGGY icon
193
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$1.16M 0.12%
+22,124
New +$1.16M
REGL icon
194
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$1.15M 0.12%
19,047
+1,675
+10% +$98.8K
EMB icon
195
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.14M 0.12%
9,974
+1,676
+20% +$189K
VMBS icon
196
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.14M 0.12%
21,467
+1,479
+7% +$78.7K
NOBL icon
197
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.13M 0.12%
29,988
+4,910
+20% +$180K
IBM icon
198
IBM
IBM
$221B
$1.13M 0.12%
8,791
-831
-9% -$108K
AMRN
199
Amarin Corp
AMRN
$300M
$1.09M 0.12%
2,550
+611
+32% +$232K
WMT icon
200
Walmart Inc
WMT
$915B
$1.09M 0.12%
27,531
+2,595
+10% +$103K
6 7
8
9 10

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.