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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOP icon
176
Shopify
SHOP
$196B
$1.08M 0.12%
34,800
-450
-1% -$15.4K
XLF icon
177
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.08M 0.12%
38,486
-4,289
-10% -$118K
BAC icon
178
Bank of America
BAC
$448B
$1.07M 0.12%
36,812
-1,412
-4% -$40.6K
FXO icon
179
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.07M 0.12%
+33,552
New +$1.06M
VCIT icon
180
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$1.07M 0.12%
11,699
+3,324
+40% +$301K
VMBS icon
181
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.06M 0.12%
19,988
+3,189
+19% +$169K
D icon
182
Dominion Energy
D
$60.2B
$1.06M 0.12%
13,189
+668
+5% +$51.7K
IBDM
183
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.06M 0.12%
42,330
+963
+2% +$24K
MMM icon
184
3M
MMM
$93.5B
$1.05M 0.12%
12,438
+8,055
+184% +$1.13M
IBDO
185
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.04M 0.12%
40,559
-624
-2% -$15.9K
ABBV icon
186
AbbVie
ABBV
$443B
$1.01M 0.12%
13,405
+2,150
+19% +$147K
REGL icon
187
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$1.01M 0.12%
17,372
-1,244
-7% -$72.1K
CMCSA icon
188
Comcast
CMCSA
$91.9B
$1.01M 0.12%
22,344
+1,526
+7% +$67.6K
WMT icon
189
Walmart Inc
WMT
$918B
$987K 0.11%
24,936
-2,157
-8% -$81.4K
DVY icon
190
iShares Select Dividend ETF
DVY
$23.9B
$978K 0.11%
9,590
+1,347
+16% +$134K
IWO icon
191
iShares Russell 2000 Growth ETF
IWO
$15B
$963K 0.11%
4,996
-910
-15% -$180K
ANGL icon
192
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$962K 0.11%
32,812
-4,586
-12% -$134K
BABA icon
193
Alibaba
BABA
$292B
$957K 0.11%
5,720
-124
-2% -$21.3K
NOC icon
194
Northrop Grumman
NOC
$81.6B
$955K 0.11%
2,549
+34
+1% +$12K
FTA icon
195
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$945K 0.11%
18,335
+2,589
+16% +$133K
EMB icon
196
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$941K 0.11%
8,298
-447
-5% -$50.8K
CAT icon
197
Caterpillar
CAT
$394B
$929K 0.11%
7,358
-126
-2% -$16K
CVS icon
198
CVS Health
CVS
$122B
$920K 0.11%
14,589
+3,095
+27% +$183K
RMT
199
Royce Micro-Cap Trust
RMT
$778M
$920K 0.11%
114,447
+39
+0% +$314
TSLX icon
200
Sixth Street Specialty
TSLX
$1.81B
$917K 0.1%
32,158
+4,268
+15% +$86.6K
6 7
8
9 10

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.