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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$863M
AUM Growth
+$58.6M
Cap. Flow
+$33.6M
Cap. Flow %
3.9%
Top 10 Hldgs %
23.61%
Holding
493
New
36
Increased
214
Reduced
190
Closed
26

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.9M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.37M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.44M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.15M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$16.5M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$6.14M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.12M
4
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$3.31M
5
GMOM icon
Cambria Global Momentum ETF
GMOM
+$3.3M

Sector Composition

Rank Sector Weight
1 Technology 5.84%
2 Consumer Discretionary 3.67%
3 Industrials 2.48%
4 Communication Services 2.46%
5 Financials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
176
iShares Biotechnology ETF
IBB
$9.85B
$1.08M 0.12%
9,875
-1,506
-13% -$160K
TOTL icon
177
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$1.07M 0.12%
21,741
+15,100
+227% +$731K
SHOP icon
178
Shopify
SHOP
$197B
$1.06M 0.12%
35,250
-80
-0.2% -$2.08K
IBDO
179
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.05M 0.12%
41,183
+436
+1% +$10.9K
GOOGL icon
180
Alphabet (Google) Class A
GOOGL
$4.23T
$1.04M 0.12%
19,160
-1,300
-6% -$75.3K
IBDM
181
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.03M 0.12%
41,367
+431
+1% +$10.7K
MOAT icon
182
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$1.03M 0.12%
+21,359
New +$1.01M
CAT icon
183
Caterpillar
CAT
$394B
$1.02M 0.12%
7,484
+82
+1% +$10.8K
GSIE icon
184
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.15B
$1.02M 0.12%
35,528
+444
+1% +$12.6K
WMT icon
185
Walmart Inc
WMT
$920B
$998K 0.12%
27,093
-810
-3% -$27.9K
BABA icon
186
Alibaba
BABA
$294B
$990K 0.11%
5,844
-224
-4% -$38.7K
EMB icon
187
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$990K 0.11%
8,745
-6,161
-41% -$679K
SCHG icon
188
Schwab US Large-Cap Growth ETF
SCHG
$63B
$987K 0.11%
94,936
+55,104
+138% +$560K
D icon
189
Dominion Energy
D
$60.1B
$969K 0.11%
12,521
-25
-0.2% -$1.91K
ARKK icon
190
ARK Innovation ETF
ARKK
$6.48B
$952K 0.11%
19,841
+4,052
+26% +$184K
IWB icon
191
iShares Russell 1000 ETF
IWB
$50.4B
$949K 0.11%
5,827
-563
-9% -$90.1K
IQ icon
192
iQIYI
IQ
$1.27B
$944K 0.11%
45,715
+1,200
+3% +$24.8K
VPL icon
193
Vanguard FTSE Pacific ETF
VPL
$8.67B
$941K 0.11%
+14,248
New +$933K
RMT
194
Royce Micro-Cap Trust
RMT
$778M
$940K 0.11%
114,408
+53,478
+88% +$442K
AGGP
195
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$925K 0.11%
47,483
-15,871
-25% -$305K
AXON
196
Axon Enterprise
AXON
$48.3B
$916K 0.11%
14,265
-425
-3% -$27.7K
HDG icon
197
ProShares Hedge Replication ETF
HDG
$22.3M
$910K 0.11%
20,013
-1,095
-5% -$49.5K
IGHG icon
198
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$909K 0.11%
12,093
-76
-0.6% -$5.65K
PKW icon
199
Invesco BuyBack Achievers ETF
PKW
$1.78B
$903K 0.1%
14,417
-280
-2% -$17.3K
VLUE icon
200
iShares MSCI USA Value Factor ETF
VLUE
$9.73B
$889K 0.1%
10,941
-206,348
-95% -$16.5M
6 7
8
9 10

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, Financial Advocates Investment Management held 493 positions worth $863M, up 7.3% from $804M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management deployed $33.6M of net new capital in Q2 2019, opening 36 new positions and adding to 214 existing holdings. Its largest new stake was Schwab US REIT ETF: 129,620 shares worth $2.88M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Value Factor ETF, an estimated $16.5M trimmed.

  • Financial Advocates Investment Management's largest Q2 2019 buy was Schwab US REIT ETF: 129,620 shares worth $2.88M.
  • Financial Advocates Investment Management added most to Vanguard Morningstar Total Stock Market ETF in Q2 2019, an estimated $16.9M increase.
  • Financial Advocates Investment Management's biggest Q2 2019 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $16.5M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Mega Cap Growth ETF in Q2 2019, selling an estimated $6.14M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $863M portfolio in Q2 2019.
  • Financial Advocates Investment Management opened 36 new positions and closed 26 in Q2 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.3% quarter-over-quarter to $863M.

Based on Financial Advocates Investment Management's 13F filing for Q2 2019, filed 8 Aug 2019.