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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
(+7.2%)
Cap. Flow
-$327K
Cap. Flow
% of AUM
-0.03%
Top 10 Holdings %
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Value ETF
IVE
|
+$3.59M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$3.25M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$2.58M |
| 4 |
Advanced Micro Devices
AMD
|
+$2.46M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$2.39M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$21M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$12.2M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$8.98M |
| 4 |
First Trust Mid Cap Growth AlphaDEX Fund
FNY
|
+$8.41M |
| 5 |
iShares MSCI EAFE Min Vol Factor ETF
EFAV
|
+$6.12M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.61% |
| 2 | Consumer Discretionary | 3.62% |
| 3 | Healthcare | 2.73% |
| 4 | Financials | 2.61% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares MBS ETF
MBB
$39.2B
| $1.48M | 0.16% |
13,728
+6,173
| +82% | +$667K |
|
152
Northrop Grumman
NOC
$82.1B
| $1.48M | 0.16% |
4,304
+1,755
| +69% | +$617K |
|
|
NTG
153
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $1.47M | 0.16% |
13,433
+1,586
| +13% | +$175K |
|
154
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $1.45M | 0.15% |
53,121
-3,164
| -6% | -$83.4K |
|
155
Vanguard Information Technology ETF
VGT
$151B
| $1.45M | 0.15% |
47,288
+1,184
| +3% | +$33.9K |
|
156
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.8M
| $1.44M | 0.15% |
51,910
+23,735
| +84% | +$651K |
|
157
First Trust Managed Municipal ETF
FMB
$2.07B
| $1.43M | 0.15% |
25,666
+2,537
| +11% | +$141K |
|
158
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
| $1.42M | 0.15% |
+15,538
| New | +$1.42M |
|
|
159
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.47B
| $1.42M | 0.15% |
19,060
-82,106
| -81% | -$6.12M |
|
160
Novartis
NVS
$290B
| $1.41M | 0.15% |
14,935
+1,910
| +15% | +$171K |
|
161
Vanguard Total International Stock ETF
VXUS
$164B
| $1.41M | 0.15% |
25,250
-2,003
| -7% | -$108K |
|
162
VanEck BDC Income ETF
BIZD
$1.7B
| $1.4M | 0.15% |
83,740
+1,363
| +2% | +$22.6K |
|
163
Shopify
SHOP
$198B
| $1.39M | 0.15% |
34,950
+150
| +0.4% | +$5.07K |
|
164
Honeywell
HON
$74.1B
| $1.38M | 0.15% |
8,258
+1,089
| +15% | +$178K |
|
165
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
| $1.38M | 0.15% |
25,711
+9,453
| +58% | +$506K |
|
166
Hartford Multifactor US Equity ETF
ROUS
$734M
| $1.36M | 0.15% |
40,484
+2,298
| +6% | +$75.4K |
|
167
Mastercard
MA
$492B
| $1.35M | 0.14% |
4,509
-1,402
| -24% | -$395K |
|
168
Kimberly-Clark
KMB
$36.9B
| $1.34M | 0.14% |
9,754
-56
| -0.6% | -$7.57K |
|
169
Emerson Electric
EMR
$90.1B
| $1.34M | 0.14% |
17,535
+67
| +0.4% | +$4.83K |
|
170
iShares MSCI EAFE ETF
EFA
$80.4B
| $1.32M | 0.14% |
18,487
+1,152
| +7% | +$77.8K |
|
171
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
| $1.32M | 0.14% |
44,809
+4,067
| +10% | +$117K |
|
172
AbbVie
ABBV
$448B
| $1.3M | 0.14% |
14,711
+1,306
| +10% | +$108K |
|
173
INmune Bio
INMB
$57.7M
| $1.3M | 0.14% |
224,667
| – | – |
|
174
First Trust Rising Dividend Achievers ETF
RDVY
$25.8B
| $1.3M | 0.14% |
36,234
+16,941
| +88% | +$574K |
|
175
Ring Energy
REI
$347M
| $1.29M | 0.14% |
488,409
-183,916
| -27% | -$361K |
|
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review
As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.
By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
- Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
- Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
- Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
- Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
- Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
- Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.
Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.