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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
151
BP
BP
$110B
$1.34M 0.15%
35,366
+464
+1% +$17.7K
IBM icon
152
IBM
IBM
$223B
$1.34M 0.15%
9,622
-1,037
-10% -$140K
BIBL icon
153
Inspire 100 ETF
BIBL
$506M
$1.33M 0.15%
47,779
+27,871
+140% +$772K
INMB icon
154
INmune Bio
INMB
$57.5M
$1.33M 0.15%
+224,667
New +$1.66M
CB icon
155
Chubb
CB
$133B
$1.31M 0.15%
8,133
-160
-2% -$24.8K
SPY icon
156
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$816B
$1.3M 0.15%
+636
New +$188K
UNP icon
157
Union Pacific
UNP
$177B
$1.29M 0.15%
7,989
-8
-0.1% -$1.34K
FMB icon
158
First Trust Managed Municipal ETF
FMB
$2.07B
$1.28M 0.15%
23,129
+7,599
+49% +$422K
IXN icon
159
iShares Global Tech ETF
IXN
$9.5B
$1.28M 0.15%
41,556
+2,658
+7% +$80.8K
FPE icon
160
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1.28M 0.15%
64,713
+6,814
+12% +$134K
SCHB icon
161
Schwab US Broad Market ETF
SCHB
$45.2B
$1.27M 0.15%
107,358
+40,020
+59% +$473K
AKTS
162
DELISTED
Akoustis Technologies Inc
AKTS
$1.25M 0.14%
161,200
-26,000
-14% -$171K
VGT icon
163
Vanguard Information Technology ETF
VGT
$151B
$1.24M 0.14%
46,104
+2,576
+6% +$69.4K
ROUS icon
164
Hartford Multifactor US Equity ETF
ROUS
$734M
$1.23M 0.14%
38,186
-2,783
-7% -$88.3K
EMR icon
165
Emerson Electric
EMR
$89.8B
$1.17M 0.13%
17,468
-790
-4% -$49.7K
IUSV icon
166
iShares Core S&P US Value ETF
IUSV
$28B
$1.15M 0.13%
19,947
+5,036
+34% +$287K
HON icon
167
Honeywell
HON
$74.1B
$1.14M 0.13%
7,169
-586
-8% -$93.2K
RODM icon
168
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$1.14M 0.13%
40,742
-3,422
-8% -$94.6K
NVS icon
169
Novartis
NVS
$289B
$1.13M 0.13%
13,025
-115
-0.9% -$10.3K
EFA icon
170
iShares MSCI EAFE ETF
EFA
$80.5B
$1.13M 0.13%
+17,335
New +$1.12M
GOOGL icon
171
Alphabet (Google) Class A
GOOGL
$4.24T
$1.13M 0.13%
18,500
-660
-3% -$39.1K
TOTL icon
172
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$1.12M 0.13%
22,756
+1,015
+5% +$49.9K
FNX icon
173
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.42B
$1.12M 0.13%
16,533
-1,132
-6% -$76.8K
FTLS icon
174
First Trust Long/Short Equity ETF
FTLS
$2.51B
$1.11M 0.13%
27,183
-51,288
-65% -$2.09M
REI icon
175
Ring Energy
REI
$347M
$1.1M 0.13%
672,325
+56,150
+9% +$120K
5 6
7
8 9

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.