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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$863M
AUM Growth
+$58.6M
Cap. Flow
+$33.6M
Cap. Flow %
3.9%
Top 10 Hldgs %
23.61%
Holding
493
New
36
Increased
214
Reduced
190
Closed
26

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$8.9M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.37M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.44M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.15M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$16.5M
2
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$6.14M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.12M
4
MGV icon
Vanguard Morningstar Mega Cap Value ETF
MGV
+$3.31M
5
GMOM icon
Cambria Global Momentum ETF
GMOM
+$3.3M

Sector Composition

Rank Sector Weight
1 Technology 5.84%
2 Consumer Discretionary 3.67%
3 Industrials 2.48%
4 Communication Services 2.46%
5 Financials 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
151
Union Pacific
UNP
$176B
$1.35M 0.16%
7,997
+193
+2% +$33.1K
KMB icon
152
Kimberly-Clark
KMB
$36.8B
$1.32M 0.15%
9,926
+872
+10% +$112K
VFC icon
153
VF Corp
VFC
$5.78B
$1.31M 0.15%
15,062
-826
-5% -$71.2K
ROUS icon
154
Hartford Multifactor US Equity ETF
ROUS
$734M
$1.3M 0.15%
40,969
+353
+0.9% +$11K
HON icon
155
Honeywell
HON
$73.8B
$1.28M 0.15%
7,755
+64
+0.8% +$10.2K
MA icon
156
Mastercard
MA
$493B
$1.25M 0.15%
4,737
-8
-0.2% -$2K
EFA icon
157
PUT
iShares MSCI EAFE ETF
EFA
$80.4B
$1.25M 0.15%
+18,414
New +$1.21M
RODM icon
158
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$1.24M 0.14%
44,164
+34,679
+366% +$977K
XLP icon
159
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$1.24M 0.14%
21,357
+4,672
+28% +$267K
CB icon
160
Chubb
CB
$133B
$1.22M 0.14%
8,293
-258
-3% -$37.3K
XLY icon
161
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.6B
$1.22M 0.14%
20,460
-286
-1% -$16.7K
EMR icon
162
Emerson Electric
EMR
$89.9B
$1.22M 0.14%
18,258
+149
+0.8% +$9.98K
FNX icon
163
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.22M 0.14%
17,665
+13,075
+285% +$888K
NVS icon
164
Novartis
NVS
$290B
$1.2M 0.14%
13,140
-2,487
-16% -$210K
AKTS
165
DELISTED
Akoustis Technologies Inc
AKTS
$1.2M 0.14%
187,200
-30,500
-14% -$208K
IWO icon
166
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.19M 0.14%
5,906
-1,122
-16% -$222K
XLF icon
167
State Street Financial Select Sector SPDR ETF
XLF
$59.4B
$1.18M 0.14%
42,775
-4,216
-9% -$114K
IXN icon
168
iShares Global Tech ETF
IXN
$9.48B
$1.16M 0.13%
38,898
+20,802
+115% +$608K
VGT icon
169
Vanguard Information Technology ETF
VGT
$151B
$1.15M 0.13%
43,528
-3,448
-7% -$88.9K
VOOG icon
170
Vanguard S&P 500 Growth ETF
VOOG
$27.5B
$1.13M 0.13%
42,078
-2,298
-5% -$60.5K
FPE icon
171
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1.12M 0.13%
57,899
+4,611
+9% +$88.6K
BAC icon
172
Bank of America
BAC
$453B
$1.11M 0.13%
38,224
-5,671
-13% -$164K
ANGL icon
173
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$1.1M 0.13%
+37,398
New +$1.08M
REGL icon
174
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$1.09M 0.13%
18,616
+1,622
+10% +$93.6K
IUSG icon
175
iShares Core S&P US Growth ETF
IUSG
$34B
$1.08M 0.13%
17,265
+2,125
+14% +$131K
5 6
7
8 9

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, Financial Advocates Investment Management held 493 positions worth $863M, up 7.3% from $804M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Financial Advocates Investment Management deployed $33.6M of net new capital in Q2 2019, opening 36 new positions and adding to 214 existing holdings. Its largest new stake was Schwab US REIT ETF: 129,620 shares worth $2.88M.

By sector, the portfolio is most concentrated in Technology at 5.8% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Value Factor ETF, an estimated $16.5M trimmed.

  • Financial Advocates Investment Management's largest Q2 2019 buy was Schwab US REIT ETF: 129,620 shares worth $2.88M.
  • Financial Advocates Investment Management added most to Vanguard Morningstar Total Stock Market ETF in Q2 2019, an estimated $16.9M increase.
  • Financial Advocates Investment Management's biggest Q2 2019 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $16.5M.
  • Financial Advocates Investment Management fully exited Vanguard Morningstar Mega Cap Growth ETF in Q2 2019, selling an estimated $6.14M.
  • Financial Advocates Investment Management's ten largest holdings make up 24% of its $863M portfolio in Q2 2019.
  • Financial Advocates Investment Management opened 36 new positions and closed 26 in Q2 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.3% quarter-over-quarter to $863M.

Based on Financial Advocates Investment Management's 13F filing for Q2 2019, filed 8 Aug 2019.