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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
126
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
$1.86M 0.2%
160,216
+32,160
+25% +$354K
DON icon
127
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$1.86M 0.2%
48,819
+1,299
+3% +$48K
SCHB icon
128
Schwab US Broad Market ETF
SCHB
$45.2B
$1.86M 0.2%
144,924
+37,566
+35% +$461K
IUSG icon
129
iShares Core S&P US Growth ETF
IUSG
$34.1B
$1.85M 0.2%
27,433
+3,864
+16% +$250K
GOOGL icon
130
Alphabet (Google) Class A
GOOGL
$4.23T
$1.84M 0.2%
27,420
+8,920
+48% +$575K
XSLV icon
131
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$1.83M 0.2%
35,987
+1,747
+5% +$87.4K
FLOT icon
132
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.82M 0.19%
35,678
+791
+2% +$40.3K
KO icon
133
Coca-Cola
KO
$377B
$1.78M 0.19%
32,239
+321
+1% +$17.3K
IUSV icon
134
iShares Core S&P US Value ETF
IUSV
$28B
$1.78M 0.19%
28,226
+8,279
+42% +$499K
TLT icon
135
iShares 20+ Year Treasury Bond ETF
TLT
$41B
$1.76M 0.19%
13,016
-10,991
-46% -$1.53M
BCX icon
136
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$1.73M 0.18%
214,648
-14,265
-6% -$109K
QTEC icon
137
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.9B
$1.73M 0.18%
17,302
+753
+5% +$70.2K
GDX icon
138
VanEck Gold Miners ETF
GDX
$26.9B
$1.73M 0.18%
59,091
+29,228
+98% +$799K
IJS icon
139
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
$1.7M 0.18%
21,176
-1,258
-6% -$97.5K
TIP icon
140
iShares TIPS Bond ETF
TIP
$14.8B
$1.67M 0.18%
14,282
+789
+6% +$91.7K
VCIT icon
141
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
$1.65M 0.18%
18,046
+6,347
+54% +$579K
LMT icon
142
Lockheed Martin
LMT
$139B
$1.65M 0.18%
4,225
+373
+10% +$143K
PRF icon
143
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.61M 0.17%
63,685
+1,775
+3% +$43.2K
VFC icon
144
VF Corp
VFC
$5.81B
$1.61M 0.17%
16,111
-2,472
-13% -$222K
XSOE icon
145
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$1.58M 0.17%
50,695
-2,447
-5% -$71.7K
IXN icon
146
iShares Global Tech ETF
IXN
$9.5B
$1.55M 0.17%
44,298
+2,742
+7% +$90K
UNP icon
147
Union Pacific
UNP
$177B
$1.55M 0.16%
8,562
+573
+7% +$98.1K
LPLA icon
148
LPL Financial
LPLA
$29.5B
$1.54M 0.16%
+16,729
New +$1.44M
MRK icon
149
Merck
MRK
$332B
$1.49M 0.16%
17,171
+216
+1% +$17.7K
CB icon
150
Chubb
CB
$133B
$1.49M 0.16%
9,560
+1,427
+18% +$218K
4 5
6
7 8

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.