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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
126
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$1.67M 0.19%
34,240
+28,957
+548% +$1.4M
MA icon
127
Mastercard
MA
$491B
$1.65M 0.19%
5,911
+1,174
+25% +$324K
BSV icon
128
Vanguard Short-Term Bond ETF
BSV
$45.7B
$1.63M 0.19%
20,203
-860
-4% -$69.4K
XLU icon
129
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$1.63M 0.19%
50,148
-8,680
-15% -$268K
VOT icon
130
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20.3B
$1.61M 0.18%
10,889
-13,065
-55% -$1.96M
VBR icon
131
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.2B
$1.58M 0.18%
12,295
+1,218
+11% +$156K
TIP icon
132
iShares TIPS Bond ETF
TIP
$14.8B
$1.57M 0.18%
13,493
-117
-0.9% -$13.6K
IWF icon
133
iShares Russell 1000 Growth ETF
IWF
$129B
$1.56M 0.18%
39,048
+472
+1% +$18.9K
IGF icon
134
iShares Global Infrastructure ETF
IGF
$10.7B
$1.51M 0.17%
32,584
-805
-2% -$36.9K
LMT icon
135
Lockheed Martin
LMT
$139B
$1.5M 0.17%
3,852
-58
-1% -$21.8K
IUSG icon
136
iShares Core S&P US Growth ETF
IUSG
$34.1B
$1.48M 0.17%
23,569
+6,304
+37% +$399K
XSOE icon
137
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.13B
$1.47M 0.17%
53,142
+1,591
+3% +$44.6K
PRF icon
138
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$1.46M 0.17%
61,910
-4,130
-6% -$96.3K
NTG
139
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.46M 0.17%
11,847
+1,337
+13% +$171K
QTEC icon
140
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
$1.45M 0.17%
16,549
+25
+0.2% +$2.19K
SCHE icon
141
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.41M 0.16%
56,285
-911
-2% -$23.2K
VXUS icon
142
Vanguard Total International Stock ETF
VXUS
$164B
$1.41M 0.16%
27,253
-24,692
-48% -$1.27M
KMB icon
143
Kimberly-Clark
KMB
$36.7B
$1.39M 0.16%
9,810
-116
-1% -$15.9K
ARCC icon
144
Ares Capital
ARCC
$14.4B
$1.39M 0.16%
+35,204
New +$653K
BIZD icon
145
VanEck BDC Income ETF
BIZD
$1.7B
$1.39M 0.16%
82,377
-768
-0.9% -$12.7K
NFLX icon
146
Netflix
NFLX
$322B
$1.37M 0.16%
53,000
-27,480
-34% -$860K
MRK icon
147
Merck
MRK
$332B
$1.36M 0.16%
16,955
+15
+0.1% +$1.2K
VFC icon
148
VF Corp
VFC
$5.78B
$1.36M 0.16%
18,583
+3,521
+23% +$301K
HYLS icon
149
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$1.35M 0.15%
27,303
+16,917
+163% +$815K
SCHG icon
150
Schwab US Large-Cap Growth ETF
SCHG
$63.2B
$1.34M 0.15%
128,056
+33,120
+35% +$349K
4 5
6
7 8

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.