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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADP icon
101
Automatic Data Processing
ADP
$107B
$2.41M 0.26%
14,132
+127
+0.9% +$21K
MOAT icon
102
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$2.37M 0.25%
43,328
-1,733
-4% -$91.7K
XMLV icon
103
Invesco S&P MidCap Low Volatility ETF
XMLV
$743M
$2.33M 0.25%
43,351
-147
-0.3% -$7.79K
RTX icon
104
RTX Corp
RTX
$300B
$2.29M 0.24%
24,251
+3,594
+17% +$326K
DLN icon
105
WisdomTree US LargeCap Dividend Fund
DLN
$6.42B
$2.28M 0.24%
43,086
-8,996
-17% -$458K
BMY icon
106
Bristol-Myers Squibb
BMY
$130B
$2.27M 0.24%
13,947
+4,000
+40% +$229K
XOM icon
107
ExxonMobil
XOM
$657B
$2.26M 0.24%
32,418
-1,024
-3% -$70.8K
PTMC icon
108
Pacer Trendpilot US Mid Cap ETF
PTMC
$406M
$2.23M 0.24%
72,469
-8,107
-10% -$242K
IWF icon
109
iShares Russell 1000 Growth ETF
IWF
$128B
$2.21M 0.23%
50,128
+11,080
+28% +$463K
SLV icon
110
iShares Silver Trust
SLV
$31.8B
$2.1M 0.22%
125,837
+2,424
+2% +$39.3K
BIBL icon
111
Inspire 100 ETF
BIBL
$503M
$2.09M 0.22%
68,817
+21,038
+44% +$610K
FTC icon
112
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$2.09M 0.22%
28,617
-5,113
-15% -$362K
IJT icon
113
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$2.03M 0.22%
21,000
-404
-2% -$37.3K
FTSM icon
114
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$2M 0.21%
33,374
-202,791
-86% -$12.2M
XLU icon
115
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$1.99M 0.21%
61,478
+11,330
+23% +$360K
IAU icon
116
iShares Gold Trust
IAU
$65.4B
$1.99M 0.21%
68,438
-6,744
-9% -$191K
CSCO icon
117
Cisco
CSCO
$488B
$1.93M 0.21%
40,313
+204
+0.5% +$9.48K
PTEU icon
118
Pacer Trendpilot European Index ETF
PTEU
$38M
$1.93M 0.21%
70,118
-2,121
-3% -$57.9K
FV icon
119
First Trust Dorsey Wright Focus 5 ETF
FV
$3.8B
$1.92M 0.2%
60,904
+3,080
+5% +$93.4K
LMBS icon
120
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$1.92M 0.2%
37,072
+1,688
+5% +$87.6K
HDV
121
iShares Core High Dividend ETF
HDV
$15B
$1.92M 0.2%
97,630
-455
-0.5% -$8.68K
VOT icon
122
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$1.9M 0.2%
11,986
+1,097
+10% +$167K
GSEW icon
123
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.06B
$1.88M 0.2%
37,000
-1,465
-4% -$71.3K
VBR icon
124
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.87M 0.2%
13,675
+1,380
+11% +$183K
XLE icon
125
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$1.86M 0.2%
62,100
+4,340
+8% +$129K
3 4
5
6 7

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.