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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
101
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.34M 0.27%
40,393
+1,762
+5% +$101K
VEU icon
102
Vanguard FTSE All-World ex-US ETF
VEU
$70.7B
$2.34M 0.27%
46,828
-4,929
-10% -$246K
XMLV icon
103
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
$2.29M 0.26%
+43,498
New +$2.26M
RDIV icon
104
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$2.28M 0.26%
60,505
+17,385
+40% +$641K
ADP icon
105
Automatic Data Processing
ADP
$108B
$2.26M 0.26%
14,005
-73
-0.5% -$12.1K
MOAT icon
106
VanEck Morningstar Wide Moat ETF
MOAT
$12.5B
$2.26M 0.26%
45,061
+23,702
+111% +$1.16M
SCHV
107
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$2.25M 0.26%
118,824
+23,094
+24% +$432K
IAU icon
108
iShares Gold Trust
IAU
$64.9B
$2.12M 0.24%
75,182
+315
+0.4% +$8.88K
FXL icon
109
First Trust Technology AlphaDEX Fund
FXL
$2.89B
$2.05M 0.23%
31,523
+593
+2% +$40K
KO icon
110
Coca-Cola
KO
$376B
$2.02M 0.23%
31,918
+2,285
+8% +$122K
CSCO icon
111
Cisco
CSCO
$455B
$1.98M 0.23%
40,109
-1,583
-4% -$82.3K
SLV icon
112
iShares Silver Trust
SLV
$31.5B
$1.97M 0.22%
123,413
+22,372
+22% +$356K
IJT icon
113
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$1.91M 0.22%
21,404
-500
-2% -$45.1K
PTEU icon
114
Pacer Trendpilot European Index ETF
PTEU
$38.4M
$1.91M 0.22%
72,239
-10,725
-13% -$280K
HDV
115
iShares Core High Dividend ETF
HDV
$15.1B
$1.85M 0.21%
98,085
-22,065
-18% -$415K
LMBS icon
116
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.41B
$1.84M 0.21%
35,384
+1,706
+5% +$88.5K
LRGF icon
117
iShares US Equity Factor ETF
LRGF
$3.74B
$1.84M 0.21%
57,584
-1,644
-3% -$52.3K
GSEW icon
118
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$1.82M 0.21%
38,465
-2,995
-7% -$141K
FLOT icon
119
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.78M 0.2%
34,887
+117
+0.3% +$5.95K
RTX icon
120
RTX Corp
RTX
$296B
$1.77M 0.2%
20,657
-326
-2% -$27.1K
DON icon
121
WisdomTree US MidCap Dividend Fund
DON
$4.11B
$1.73M 0.2%
47,520
+1,621
+4% +$57.9K
BCX icon
122
BlackRock Resources & Commodities Strategy Trust
BCX
$956M
$1.71M 0.2%
228,913
+3,684
+2% +$28.3K
FV icon
123
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$1.71M 0.2%
57,824
-4,109
-7% -$124K
XLE icon
124
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$1.71M 0.2%
57,760
-4,686
-8% -$142K
IJS icon
125
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
$1.69M 0.19%
22,434
-2,106
-9% -$155K
3 4
5
6 7

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.