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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
76
Vanguard FTSE All-World ex-US ETF
VEU
$70.6B
$3.21M 0.34%
59,640
+12,812
+27% +$665K
RDIV icon
77
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
$3.19M 0.34%
80,965
+20,460
+34% +$785K
META icon
78
Meta Platforms (Facebook)
META
$1.5T
$3.11M 0.33%
15,161
+693
+5% +$134K
AAVM
79
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
$3.11M 0.33%
124,774
-15,288
-11% -$373K
BRK.B icon
80
Berkshire Hathaway Class B
BRK.B
$1.09T
$3.03M 0.32%
13,389
-1,730
-11% -$376K
ITA icon
81
iShares US Aerospace & Defense ETF
ITA
$14.9B
$3.03M 0.32%
27,310
-302
-1% -$33.9K
HD icon
82
Home Depot
HD
$343B
$3M 0.32%
13,748
+1,153
+9% +$261K
PDP icon
83
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$2.98M 0.32%
46,335
+41,505
+859% +$2.58M
NEAR icon
84
iShares Short Maturity Bond ETF
NEAR
$4.89B
$2.96M 0.32%
58,935
+9,536
+19% +$480K
TOTL icon
85
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$2.94M 0.31%
60,124
+37,368
+164% +$1.83M
RVT icon
86
Royce Value Trust
RVT
$2.32B
$2.9M 0.31%
196,012
+15,793
+9% +$224K
GOVI icon
87
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$2.89M 0.31%
83,925
+12,799
+18% +$448K
PFE icon
88
Pfizer
PFE
$151B
$2.8M 0.3%
75,320
+363
+0.5% +$12.9K
VZ icon
89
Verizon
VZ
$196B
$2.8M 0.3%
45,555
-911
-2% -$55K
XLF icon
90
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$2.78M 0.3%
90,261
+51,775
+135% +$1.52M
XLV icon
91
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$2.77M 0.29%
27,163
+1,011
+4% +$97.2K
JPM icon
92
JPMorgan Chase
JPM
$963B
$2.69M 0.29%
19,271
-6,424
-25% -$824K
MCD icon
93
McDonald's
MCD
$196B
$2.62M 0.28%
13,268
+1,573
+13% +$312K
MTUM icon
94
iShares MSCI USA Momentum Factor ETF
MTUM
$26.1B
$2.61M 0.28%
20,811
-73,966
-78% -$8.98M
ICLN icon
95
iShares Global Clean Energy ETF
ICLN
$2.12B
$2.6M 0.28%
221,469
-107,045
-33% -$1.18M
SCHF icon
96
Schwab International Equity ETF
SCHF
$69.2B
$2.59M 0.28%
153,934
-6,674
-4% -$110K
IGIB icon
97
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.55M 0.27%
43,984
+3,591
+9% +$208K
IEF icon
98
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$2.5M 0.27%
22,689
-8,609
-28% -$960K
SCHV
99
Schwab US Large-Cap Value ETF
SCHV
$16.3B
$2.49M 0.26%
124,077
+5,253
+4% +$102K
MUB icon
100
iShares National Muni Bond ETF
MUB
$46B
$2.46M 0.26%
21,570
-590
-3% -$67.2K
2 3
4
5 6

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.