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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
76
Costco
COST
$423B
$3.06M 0.35%
10,638
+132
+1% +$37.1K
SCHD icon
77
Schwab US Dividend Equity ETF
SCHD
$108B
$3.02M 0.35%
165,585
-2,514
-1% -$45K
IMCG icon
78
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$3.01M 0.34%
74,238
+2,838
+4% +$118K
NEE icon
79
NextEra Energy
NEE
$179B
$2.96M 0.34%
50,784
-920
-2% -$49.8K
HD icon
80
Home Depot
HD
$344B
$2.92M 0.33%
12,595
+146
+1% +$31.9K
GIGB icon
81
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$976M
$2.88M 0.33%
+54,986
New +$2.86M
XLK icon
82
State Street Technology Select Sector SPDR ETF
XLK
$125B
$2.85M 0.33%
70,898
+760
+1% +$30.4K
VZ icon
83
Verizon
VZ
$198B
$2.81M 0.32%
46,466
+760
+2% +$43.8K
JPM icon
84
JPMorgan Chase
JPM
$969B
$2.76M 0.32%
25,695
+8,390
+48% +$949K
SHY icon
85
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$2.6M 0.3%
32,425
-2,748
-8% -$233K
VIG icon
86
Vanguard Dividend Appreciation ETF
VIG
$115B
$2.59M 0.3%
21,685
+2,411
+13% +$284K
DLN icon
87
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$2.58M 0.29%
52,082
-894
-2% -$43.6K
META icon
88
Meta Platforms (Facebook)
META
$1.5T
$2.58M 0.29%
14,468
+54
+0.4% +$10.3K
RFDI icon
89
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$2.56M 0.29%
45,969
+1,648
+4% +$91.3K
SCHF icon
90
Schwab International Equity ETF
SCHF
$69.4B
$2.56M 0.29%
160,608
-5,902
-4% -$92.8K
PFE icon
91
Pfizer
PFE
$152B
$2.56M 0.29%
74,957
+15,875
+27% +$577K
GOVI icon
92
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$2.53M 0.29%
71,126
+24,346
+52% +$853K
MUB icon
93
iShares National Muni Bond ETF
MUB
$46B
$2.53M 0.29%
22,160
+591
+3% +$67.4K
MCD icon
94
McDonald's
MCD
$195B
$2.51M 0.29%
11,695
+2,771
+31% +$594K
NEAR icon
95
iShares Short Maturity Bond ETF
NEAR
$4.89B
$2.49M 0.28%
49,399
-15,234
-24% -$766K
RVT icon
96
Royce Value Trust
RVT
$2.32B
$2.48M 0.28%
180,219
+10,741
+6% +$148K
XOM icon
97
ExxonMobil
XOM
$650B
$2.36M 0.27%
33,442
-1,490
-4% -$108K
FTC icon
98
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.41B
$2.36M 0.27%
33,730
-391
-1% -$27.7K
XLV icon
99
State Street Health Care Select Sector SPDR ETF
XLV
$44.2B
$2.36M 0.27%
26,152
+99
+0.4% +$9.04K
PTMC icon
100
Pacer Trendpilot US Mid Cap ETF
PTMC
$408M
$2.35M 0.27%
80,576
-10,090
-11% -$292K
2 3
4
5 6

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.