We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
51
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$4.3M 0.46%
33,643
-1,409
-4% -$179K
GSLC icon
52
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$4.25M 0.45%
65,690
+5,717
+10% +$355K
DIA icon
53
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$4.15M 0.44%
14,563
+3,111
+27% +$857K
IJR icon
54
iShares Core S&P Small-Cap ETF
IJR
$112B
$4.12M 0.44%
49,140
-1,626
-3% -$131K
VYM icon
55
Vanguard High Dividend Yield ETF
VYM
$84B
$4.12M 0.44%
43,941
+1,169
+3% +$106K
T icon
56
AT&T
T
$166B
$4M 0.43%
135,359
-1,393
-1% -$40.2K
SBUX icon
57
Starbucks
SBUX
$124B
$3.99M 0.42%
45,344
-17,946
-28% -$1.53M
GOVT icon
58
iShares US Treasury Bond ETF
GOVT
$43.7B
$3.98M 0.42%
153,230
+35,559
+30% +$929K
BIV icon
59
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3.86M 0.41%
44,297
+5,023
+13% +$440K
JNJ icon
60
Johnson & Johnson
JNJ
$629B
$3.78M 0.4%
25,936
-439
-2% -$59.5K
PTNQ icon
61
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$3.78M 0.4%
93,597
+1,049
+1% +$40K
SPLV icon
62
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$3.77M 0.4%
64,542
+56,603
+713% +$3.25M
SHY icon
63
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.76M 0.4%
44,445
+12,020
+37% +$1.02M
SCHH icon
64
Schwab US REIT ETF
SCHH
$11.3B
$3.74M 0.4%
162,832
+4,782
+3% +$111K
FTCS icon
65
First Trust Capital Strength ETF
FTCS
$7.97B
$3.68M 0.39%
60,971
-37,085
-38% -$2.16M
IWM icon
66
iShares Russell 2000 ETF
IWM
$82.2B
$3.64M 0.39%
21,971
+1,637
+8% +$259K
FDN icon
67
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$3.5M 0.37%
25,118
+781
+3% +$105K
AMD icon
68
Advanced Micro Devices
AMD
$788B
$3.49M 0.37%
76,192
+66,714
+704% +$2.46M
COST icon
69
Costco
COST
$421B
$3.44M 0.37%
11,686
+1,048
+10% +$311K
XLK icon
70
State Street Technology Select Sector SPDR ETF
XLK
$124B
$3.41M 0.36%
74,484
+3,586
+5% +$154K
SCHD icon
71
Schwab US Dividend Equity ETF
SCHD
$107B
$3.39M 0.36%
175,806
+10,221
+6% +$191K
VIG icon
72
Vanguard Dividend Appreciation ETF
VIG
$115B
$3.31M 0.35%
26,523
+4,838
+22% +$585K
BSV icon
73
Vanguard Short-Term Bond ETF
BSV
$45.6B
$3.29M 0.35%
40,821
+20,618
+102% +$1.66M
GIGB icon
74
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$970M
$3.26M 0.35%
61,929
+6,943
+13% +$364K
NEE icon
75
NextEra Energy
NEE
$179B
$3.22M 0.34%
53,152
+2,368
+5% +$138K
1 2
3
4 5

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.