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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$671B
$4.29M 0.49%
24,959
+163
+0.7% +$29K
HYG icon
52
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$4.11M 0.47%
47,091
+665
+1% +$57.8K
IJR icon
53
iShares Core S&P Small-Cap ETF
IJR
$112B
$3.95M 0.45%
50,766
-205
-0.4% -$15.9K
T icon
54
AT&T
T
$166B
$3.91M 0.45%
136,752
-7,821
-5% -$207K
VYM icon
55
Vanguard High Dividend Yield ETF
VYM
$84B
$3.79M 0.43%
42,772
+607
+1% +$53.1K
IJH icon
56
iShares Core S&P Mid-Cap ETF
IJH
$128B
$3.76M 0.43%
97,190
+10,035
+12% +$386K
SCHH icon
57
Schwab US REIT ETF
SCHH
$11.3B
$3.73M 0.43%
158,050
+28,430
+22% +$652K
ITOT icon
58
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$3.72M 0.42%
55,482
+9,582
+21% +$642K
VO icon
59
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$3.71M 0.42%
88,436
-39,736
-31% -$1.66M
GSLC icon
60
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$3.59M 0.41%
59,973
+3,880
+7% +$231K
ICLN icon
61
iShares Global Clean Energy ETF
ICLN
$2.12B
$3.58M 0.41%
328,514
-52,187
-14% -$568K
IEF icon
62
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$3.52M 0.4%
31,298
+11,512
+58% +$1.28M
BIV icon
63
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$3.46M 0.39%
39,274
+13,819
+54% +$1.21M
TLT icon
64
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$3.44M 0.39%
24,007
+7,525
+46% +$1.05M
JNJ icon
65
Johnson & Johnson
JNJ
$629B
$3.41M 0.39%
26,375
-4,522
-15% -$596K
PTNQ icon
66
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$3.33M 0.38%
92,548
-5,232
-5% -$189K
AAVM
67
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
$3.29M 0.38%
140,062
-31,048
-18% -$737K
FDN icon
68
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
$3.28M 0.37%
24,337
-78
-0.3% -$11K
INTC icon
69
Intel
INTC
$509B
$3.24M 0.37%
62,930
-3,957
-6% -$195K
BRK.B icon
70
Berkshire Hathaway Class B
BRK.B
$1.09T
$3.15M 0.36%
15,119
+174
+1% +$35.9K
EEM icon
71
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$3.13M 0.36%
76,645
-31,938
-29% -$1.32M
ITA icon
72
iShares US Aerospace & Defense ETF
ITA
$15B
$3.1M 0.35%
27,612
-680
-2% -$74.3K
GOVT icon
73
iShares US Treasury Bond ETF
GOVT
$43.7B
$3.1M 0.35%
117,671
+8,767
+8% +$229K
DIA icon
74
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$3.08M 0.35%
11,452
+931
+9% +$248K
IWM icon
75
iShares Russell 2000 ETF
IWM
$82.2B
$3.08M 0.35%
20,334
+1,992
+11% +$304K
1 2
3
4 5

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.