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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMT
526
Aberdeen Multi-Market Income Fund
MMT
$244M
– –
-12,950
Closed -$77K
MNKD icon
527
MannKind Corp
MNKD
$1.24B
– –
-19,600
Closed -$25K
ORCL icon
528
Oracle
ORCL
$448B
– –
-3,802
Closed -$209K
PI icon
529
Impinj
PI
$5.55B
– –
-7,980
Closed -$246K
PSA icon
530
Public Storage
PSA
$60.9B
– –
-1,111
Closed -$272K
QCOM icon
531
Qualcomm
QCOM
$174B
– –
-4,502
Closed -$377K
QCOM icon
532
PUT
Qualcomm
QCOM
$174B
– –
-150
Closed -$312K
ROAM icon
533
Hartford Multifactor Emerging Markets ETF
ROAM
$111M
– –
-26,778
Closed -$590K
SPY icon
534
State Street SPDR S&P 500 ETF Trust
SPY
$813B
– –
-68,129
Closed -$21M
TGT icon
535
Target
TGT
$70.4B
– –
-5,147
Closed -$604K
TMUS icon
536
T-Mobile US
TMUS
$192B
– –
-2,651
Closed -$209K
WELL icon
537
Welltower
WELL
$169B
– –
-2,255
Closed -$205K
XLRE icon
538
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
– –
-1,005
Closed -$229K
YUM icon
539
Yum! Brands
YUM
$41.7B
– –
-1,869
Closed -$212K
CNSL
540
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-12,144
Closed -$58K
IBMK
541
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-9,025
Closed -$236K
BREW
542
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-10,548
Closed -$86K
CCMP
543
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-1,749
Closed -$247K
AKS
544
DELISTED
AK Steel Holding Corp
AKS
– –
-33,725
Closed -$77K
IBMJ
545
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-10,111
Closed -$261K
IBMI
546
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
– –
-9,078
Closed -$232K
CELG
547
DELISTED
Celgene Corp
CELG
– –
-2,907
Closed -$288K
18 19 20 21
22

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.