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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
(+1.5%)
Cap. Flow
+$11.7M
Cap. Flow
% of AUM
1.34%
Top 10 Holdings %
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$8.79M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$5.02M |
| 3 |
Vanguard World Funds Extended Duration ETF
EDV
|
+$4.27M |
| 4 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$3.11M |
| 5 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$3.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Large- Cap ETF
SCHX
|
+$5.18M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$4.34M |
| 3 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$4.05M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.26M |
| 5 |
Vanguard Total Bond Market
BND
|
+$2.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.51% |
| 2 | Consumer Discretionary | 3.9% |
| 3 | Financials | 2.57% |
| 4 | Industrials | 2.46% |
| 5 | Communication Services | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
CALL
Qualcomm
QCOM
$175B
| – | – |
-4,680
| Closed | -$662K |
|
502
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$799M
| – | – |
-11,590
| Closed | -$235K |
|
503
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$139M
| – | – |
-12,381
| Closed | -$459K |
|
504
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
| – | – |
-75,764
| Closed | -$2.24M |
|
505
TotalEnergies
TTE
$191B
| – | – |
-6,789
| Closed | -$379K |
|
506
CALL
Twilio
TWLO
$38.5B
| – | – |
-3,981
| Closed | -$545K |
|
507
ProShares Ultra Bloomberg Crude Oil
UCO
$417M
| – | – |
-1,832
| Closed | -$221K |
|
508
Vanguard Consumer Discretionary ETF
VCR
$6.13B
| – | – |
-1,245
| Closed | -$224K |
|
509
WEC Energy
WEC
$35.8B
| – | – |
-2,515
| Closed | -$210K |
|
510
Weyerhaeuser
WY
$18B
| – | – |
-8,196
| Closed | -$216K |
|
511
Invesco S&P 500 Top 50 ETF
XLG
$11B
| – | – |
-10,460
| Closed | -$219K |
|
|
CELG
512
CALL
DELISTED
Celgene Corp
CELG
| – | – |
-3,681
| Closed | -$464K |
|
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Financial Advocates Investment Management's Q3 2019 Portfolio in Review
As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.
By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.
- Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
- Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
- Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
- Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
- Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
- Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
- Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.
Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.