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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQAL icon
476
Invesco Russell 1000 Equal Weight ETF
EQAL
$848M
$210K 0.02%
+6,160
New +$202K
IZRL icon
477
ARK Israel Innovative Technology ETF
IZRL
$141M
$210K 0.02%
+9,475
New +$204K
EL icon
478
Estee Lauder
EL
$31.8B
$209K 0.02%
+1,013
New +$197K
ILCG icon
479
iShares Morningstar Growth ETF
ILCG
$3.31B
$209K 0.02%
+4,980
New +$198K
EFF
480
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$209K 0.02%
13,078
– –
GD icon
481
General Dynamics
GD
$106B
$208K 0.02%
+1,181
New +$212K
POR icon
482
Portland General Electric
POR
$5.92B
$208K 0.02%
3,724
– –
ATVI
483
DELISTED
Activision Blizzard
ATVI
$208K 0.02%
+3,494
New +$193K
DES icon
484
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
$206K 0.02%
+7,167
New +$200K
HR icon
485
Healthcare Realty
HR
$6.6B
$203K 0.02%
+6,691
New +$200K
LUV icon
486
Southwest Airlines
LUV
$22.1B
$202K 0.02%
+3,755
New +$208K
NWN icon
487
Northwest Natural Holdings
NWN
$2.14B
$202K 0.02%
+2,734
New +$189K
BPYU
488
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$200K 0.02%
+10,830
New +$205K
DSL
489
DoubleLine Income Solutions Fund
DSL
$1.23B
$198K 0.02%
+10,004
New +$199K
JPS
490
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$197K 0.02%
19,687
+4,047
+26% +$40.6K
ZUO
491
DELISTED
Zuora, Inc.
ZUO
$192K 0.02%
13,375
-2,600
-16% -$38.1K
MLPX icon
492
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
$184K 0.02%
5,001
-5,167
-51% -$181K
CSQ icon
493
Calamos Strategic Total Return Fund
CSQ
$3.38B
$173K 0.02%
12,704
– –
FDD icon
494
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
$172K 0.02%
12,259
-2,925
-19% -$39.1K
ET icon
495
Energy Transfer Partners
ET
$72.4B
$164K 0.02%
12,771
+1,948
+18% +$24K
BOE icon
496
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$161K 0.02%
+14,651
New +$156K
BDJ icon
497
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$153K 0.02%
15,455
-2,387
-13% -$22.5K
CEM
498
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$141K 0.02%
+2,498
New +$134K
UPWK icon
499
Upwork
UPWK
$1.04B
$128K 0.01%
12,025
-1,800
-13% -$22.7K
SIRI icon
500
SiriusXM
SIRI
$9.62B
$105K 0.01%
1,458
– –
18 19
20
21 22

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.