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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BREW
476
DELISTED
Craft Brew Alliance, Inc.
BREW
$86K 0.01%
+10,548
New +$132K
MMT
477
Aberdeen Multi-Market Income Fund
MMT
$244M
$77K 0.01%
12,950
+188
+1% +$1.1K
AKS
478
DELISTED
AK Steel Holding Corp
AKS
$77K 0.01%
33,725
– –
CNSL
479
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$58K 0.01%
+12,144
New +$57.3K
HL icon
480
Hecla Mining
HL
$11.8B
$28K ﹤0.01%
15,922
-771
-5% -$1.39K
MNKD icon
481
MannKind Corp
MNKD
$1.21B
$25K ﹤0.01%
19,600
– –
VTGN icon
482
VistaGen Therapeutics
VTGN
$11.7M
$25K ﹤0.01%
770
– –
BRSP
483
BrightSpire Capital
BRSP
$631M
– –
-12,564
Closed -$195K
CGC
484
Canopy Growth
CGC
$431M
– –
-534
Closed -$215K
CI icon
485
Cigna
CI
$73.8B
– –
-1,453
Closed -$229K
CL icon
486
Colgate-Palmolive
CL
$74.1B
– –
-3,495
Closed -$250K
DES icon
487
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
– –
-7,473
Closed -$203K
EFA icon
488
PUT
iShares MSCI EAFE ETF
EFA
$80.5B
– –
-18,414
Closed -$1.25M
EZM icon
489
WisdomTree US MidCap Fund
EZM
$961M
– –
-10,400
Closed -$416K
FPI
490
Farmland Partners
FPI
$427M
– –
-12,100
Closed -$107K
GSIE icon
491
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
– –
-35,528
Closed -$1.02M
IYF icon
492
iShares US Financials ETF
IYF
$4.44B
– –
-3,466
Closed -$218K
IZRL icon
493
ARK Israel Innovative Technology ETF
IZRL
$141M
– –
-10,600
Closed -$220K
J icon
494
Jacobs Solutions
J
$16.8B
– –
-3,649
Closed -$254K
MGV icon
495
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.8B
– –
-27,463
Closed -$2.21M
MINT icon
496
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
– –
-22,723
Closed -$2.31M
MOO icon
497
VanEck Agribusiness ETF
MOO
$971M
– –
-4,412
Closed -$295K
MRVL icon
498
Marvell Technology
MRVL
$205B
– –
-18,314
Closed -$437K
NVO
499
Novo Nordisk
NVO
$201B
– –
-11,444
Closed -$292K
PGX icon
500
Invesco Preferred ETF
PGX
$3.78B
– –
-15,734
Closed -$230K
17 18 19
20
21

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.