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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.04%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$939M
AUM Growth
+$63.5M
Cap. Flow
-$327K
Cap. Flow %
-0.03%
Top 10 Hldgs %
23.03%
Holding
547
New
65
Increased
254
Reduced
160
Closed
38

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$3.59M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.25M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.58M
4
AMD icon
Advanced Micro Devices
AMD
+$2.46M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.39M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.98M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$8.41M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$6.12M

Sector Composition

Rank Sector Weight
1 Technology 7.61%
2 Consumer Discretionary 3.62%
3 Healthcare 2.73%
4 Financials 2.61%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMOM icon
26
Cambria Global Momentum ETF
GMOM
$72.5M
$6.79M 0.72%
264,983
-27,021
-9% -$687K
AGG icon
27
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.38M 0.68%
56,735
+2,502
+5% +$282K
PTLC icon
28
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$6.13M 0.65%
183,105
+22,890
+14% +$737K
SPDV icon
29
AAM S&P 500 High Dividend Value ETF
SPDV
$102M
$5.85M 0.62%
213,122
+20,653
+11% +$555K
EEM icon
30
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$5.81M 0.62%
129,328
+52,683
+69% +$2.26M
SCHZ icon
31
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$5.75M 0.61%
215,284
-2,220
-1% -$59.5K
BA icon
32
Boeing
BA
$183B
$5.75M 0.61%
17,645
-1,974
-10% -$699K
AOD
33
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$5.71M 0.61%
637,726
+6,567
+1% +$56.2K
VWO icon
34
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$5.42M 0.58%
121,935
+4,849
+4% +$205K
PG icon
35
Procter & Gamble
PG
$335B
$5.37M 0.57%
43,007
+3,902
+10% +$477K
VNQ icon
36
Vanguard Real Estate ETF
VNQ
$38.6B
$5.15M 0.55%
55,532
+6,496
+13% +$602K
VB icon
37
Vanguard Morningstar Small-Cap ETF
VB
$83B
$5.15M 0.55%
31,083
-1,132
-4% -$180K
EDV icon
38
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$5.14M 0.55%
39,562
+3,041
+8% +$414K
DIS icon
39
Walt Disney
DIS
$178B
$5.1M 0.54%
35,243
+2,246
+7% +$313K
V icon
40
Visa
V
$671B
$5.08M 0.54%
27,062
+2,103
+8% +$379K
JPST icon
41
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$5M 0.53%
99,060
+3,333
+3% +$168K
VEA icon
42
Vanguard FTSE Developed Markets ETF
VEA
$238B
$4.95M 0.53%
112,403
+5,669
+5% +$242K
CVX icon
43
Chevron
CVX
$386B
$4.91M 0.52%
40,778
-681
-2% -$80.2K
ITOT icon
44
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$4.67M 0.5%
64,284
+8,802
+16% +$612K
XLP icon
45
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$4.61M 0.49%
73,265
+155
+0.2% +$9.55K
FIXD icon
46
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$4.58M 0.49%
88,456
+3,550
+4% +$186K
VO icon
47
Vanguard Morningstar Mid-Cap ETF
VO
$110B
$4.53M 0.48%
101,644
+13,208
+15% +$567K
HYG icon
48
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$4.5M 0.48%
51,167
+4,076
+9% +$355K
INTC icon
49
Intel
INTC
$509B
$4.38M 0.47%
73,231
+10,301
+16% +$576K
IJH icon
50
iShares Core S&P Mid-Cap ETF
IJH
$128B
$4.33M 0.46%
105,075
+7,885
+8% +$312K
1
2
3 4 5

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Financial Advocates Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Financial Advocates Investment Management held 547 positions worth $939M, up 7.2% from $876M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q4 2019 filing shows 65 new, 254 increased, 160 reduced and 38 closed positions. Its largest new stake was LPL Financial: 16,729 shares worth $1.54M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $21M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 6.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2019 buy was LPL Financial: 16,729 shares worth $1.54M.
  • Financial Advocates Investment Management added most to iShares S&P 500 Value ETF in Q4 2019, an estimated $3.59M increase.
  • Financial Advocates Investment Management's biggest Q4 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $12.2M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2019, selling an estimated $21M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $939M portfolio in Q4 2019.
  • Financial Advocates Investment Management opened 65 new positions and closed 38 in Q4 2019.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $939M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2019, filed 13 Feb 2020.