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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+1.18%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$876M
AUM Growth
+$13.1M
Cap. Flow
+$11.7M
Cap. Flow %
1.34%
Top 10 Hldgs %
22.86%
Holding
512
New
45
Increased
211
Reduced
188
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.79M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.02M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$4.27M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.11M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.02M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.18M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.05M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.26M
5
BND icon
Vanguard Total Bond Market
BND
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.51%
2 Consumer Discretionary 3.9%
3 Financials 2.57%
4 Industrials 2.46%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
26
Nike
NKE
$60.1B
$6.93M 0.79%
73,842
+15,560
+27% +$1.33M
SCHX icon
27
Schwab US Large- Cap ETF
SCHX
$74.5B
$6.15M 0.7%
520,458
-439,554
-46% -$5.18M
AGG icon
28
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.14M 0.7%
54,233
+2,541
+5% +$286K
SCHZ icon
29
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$5.86M 0.67%
217,504
-228
-0.1% -$6.1K
SDY icon
30
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$5.8M 0.66%
56,540
-998
-2% -$101K
VTV icon
31
Vanguard Morningstar Value ETF
VTV
$193B
$5.68M 0.65%
50,857
+4,144
+9% +$458K
SBUX icon
32
Starbucks
SBUX
$124B
$5.6M 0.64%
63,290
-2,360
-4% -$219K
FTCS icon
33
First Trust Capital Strength ETF
FTCS
$7.97B
$5.57M 0.64%
98,056
+15,764
+19% +$897K
AOD
34
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$5.26M 0.6%
631,159
+10,242
+2% +$84.4K
EDV icon
35
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$5.16M 0.59%
36,521
+31,400
+613% +$4.27M
IEFA icon
36
iShares Core MSCI EAFE ETF
IEFA
$196B
$5.16M 0.59%
84,424
+4,009
+5% +$242K
IEMG icon
37
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$5.1M 0.58%
104,117
+10,189
+11% +$505K
SPDV icon
38
AAM S&P 500 High Dividend Value ETF
SPDV
$102M
$5.08M 0.58%
192,469
-32,206
-14% -$829K
PTLC icon
39
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$4.98M 0.57%
160,215
+23,007
+17% +$709K
VB icon
40
Vanguard Morningstar Small-Cap ETF
VB
$83B
$4.96M 0.57%
32,215
-7,502
-19% -$1.16M
CVX icon
41
Chevron
CVX
$386B
$4.92M 0.56%
41,459
+380
+0.9% +$46.1K
PG icon
42
Procter & Gamble
PG
$335B
$4.86M 0.56%
39,105
+4,806
+14% +$568K
JPST icon
43
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$4.83M 0.55%
95,727
-22,562
-19% -$1.14M
VWO icon
44
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$4.73M 0.54%
117,086
-29,906
-20% -$1.23M
VNQ icon
45
Vanguard Real Estate ETF
VNQ
$38.6B
$4.57M 0.52%
49,036
-3,327
-6% -$302K
XLP icon
46
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$4.49M 0.51%
73,110
+51,753
+242% +$3.11M
FIXD icon
47
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$4.47M 0.51%
84,906
+15,284
+22% +$800K
LQD icon
48
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$4.47M 0.51%
35,052
-1,227
-3% -$155K
VEA icon
49
Vanguard FTSE Developed Markets ETF
VEA
$238B
$4.38M 0.5%
106,734
-2,665
-2% -$109K
DIS icon
50
Walt Disney
DIS
$178B
$4.3M 0.49%
32,997
+118
+0.4% +$16.3K
1
2
3 4 5

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Financial Advocates Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Financial Advocates Investment Management held 512 positions worth $876M, up 1.5% from $863M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management's Q3 2019 filing shows 45 new, 211 increased, 188 reduced and 30 closed positions. Its largest new stake was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M. The largest sale was Schwab US Large- Cap ETF, an estimated $5.18M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 5.8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Financial Advocates Investment Management's largest Q3 2019 buy was Goldman Sachs Access Investment Grade Corporate Bond ETF: 54,986 shares worth $2.88M.
  • Financial Advocates Investment Management added most to iShares MSCI USA Momentum Factor ETF in Q3 2019, an estimated $8.79M increase.
  • Financial Advocates Investment Management's biggest Q3 2019 reduction was Schwab US Large- Cap ETF, cutting an estimated $5.18M.
  • Financial Advocates Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2019, selling an estimated $2.31M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $876M portfolio in Q3 2019.
  • Financial Advocates Investment Management opened 45 new positions and closed 30 in Q3 2019.
  • Financial Advocates Investment Management's portfolio value rose 1.5% quarter-over-quarter to $876M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2019, filed 13 Nov 2019.